The US Securities & Exchange Commission (SEC) will seek cohesion across the spectrum of investment professionals and products, and promote regulatory harmonization with the US Financial Regulatory Authority (Finra) in relation to Regulation Best Interest, the new rulemaking package relating to the standards of conduct for investment professionals which was put out at the end of April for a 90 day comment period ending on August 7. In a speech at the Finra Annual Conference, Brett Redfearn (

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