The US Financial Regulatory Authority (Finra) has banned Kyusun Kim, a broker dealer working at Independent Financial Group for making 'unsuitable recommendations to numerous senior customers that they concentrate their retirement assets and liquid net worth in speculative and illiquid securities'. Between 2008 and 2015, Kim also falsely inflated the net worth figures of several customers on their new account forms and other documents so that they appeared eligible to purchase certain speculati

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