UBS to pay US$25m to settle SEC charges, investors seek further compensation

Investment loss attorneys at Shepherd Smith Edwards & Kantas (SSEK) are talking to customers of UBS Financial Services broker William Word Huthnance in Houston, Texas, to seek compensation for unsuitable sales of the UBS Yield Enhancement Strategy (UBS YES). The law firm is accusing the broker-dealer of allegedly unsuitably recommending the bank’s ‘risky iron condor strategy to customers while purportedly making misrepresentations and omissions to them’. Unfortunately, W