Tag: Halo
Latest: FAB, Halo Investing sign MoU to advance structured notes business
International | Industry
29 Nov 2023 by SRP News
US structured products platform Halo Investing has signed a Memorandum of Understanding (MoU) to enhance First Abu Dhabi Bank (FAB) structured notes business ‘on a global scale’.
People: BNPP promotes EQD banker to build up Miami office
International | People
19 Oct 2023 by Summer Wang
In this week’s roundup, we look at the latest moves at BNPP, UBP, Cboe, Halo and SIX Swiss Exchange.
Latest: Cboe, S&PDJI partner to launch new credit VIX
International | Products
03 Oct 2023 by SRP News
Cboe Global Markets and S&P Dow Jones Indices (S&P DJI) have announced the launch of four new credit volatility indices (Credit VIX) to provide a VIX Index-like measure for credit market volatility.
Litigation: financial advisor's ETN craze cost clients US$11m
International | Regulations & Legal
16 Aug 2023 by SRP News
A financial advisor who was the principal of an RIA for 21 years racked up more than $11 million in client losses by selling investment products he didn't understand, according to US state regulators.
People: Millenium taps Citi head of EQD data & risk analytics
International | People
29 Jun 2023 by SRP News
BNP Paribas pushes one-bank strategy in HK; Millenium bolsters equity portfolio analytics team with former Citi EQD banker; Halo makes changes at the top; Morgan Stanley hires structured products specialist.
Latest: BNPP expands Contineo partnership in Europe
International | Industry
21 Mar 2023 by SRP News
Contineo has onboarded BNP Paribas Wealth Management as a strategic client in Europe.
SRP in brief: taking shape
International | Industry
30 Jan 2023 by Amélie Labbe
In the final week of January, we saw smaller firms poach executives from their larger counterparts, and a Singaporean bank report a huge increase in trading volume of structured products.
Latest: Leonteq settles legacy litigation on commissions
International | Industry
03 Jan 2023 by SRP News
The Swiss structured products specialist firm rejected the claims brought forward by Old Mutual International (OMI) in 2018.
Latest: Equileap, Euronext partner on gender play
International | Industry
06 Dec 2022 by SRP News
US multi-issuer platforms adds to buy side; new Solactive-linked leverage ETPs launched in HK; Cboe bolsters digital business; and more.