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Canadian regulator targets market developments and product innovations

SRP News, 09 July 2018

The Ontario Securities Commission's (OSC) compliance work will be targeted through better use of data with reviews focused on higher risk areas and will be proactively aimed at identify registrants and issuers whose operations or structures may pose risks to retail investors and take appropriate regulatory action, according to the regulator's report setting out its priorities for the current fiscal year.

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