Amendments include revised aggregation rules for related funds and periodic threshold updates.
The US Securities and Exchange Commission (SEC) has proposed amendments to the rules defining which registered investment companies, investment advisers and business development companies qualify as small entities under the Regulatory Flexibility Act (RFA), according to a statement issued on 7 January. he Commission has a longstanding commitment to understanding and addressing the concerns of small entities - Paul S. Atkins, SEC The RFA requires federal agencies to conduct analyses to