11 February 2026
Taiwan regulator loosens structured notes targets for securities houses’ overseas entities
The regulatory proposal adds professional investors and entities as additional sales channels for the products issued by securities firms’ overseas subsidiaries.
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11 Feb 2026
SFC launches framework for leveraged crypto trading
The Hong Kong regulator has unveiled new measures to boost liquidity and product diversity in the country’s digital assets market with the aim of deepening trading activity while maintaining strong investor safeguards.
11 Feb 2026
Leonteq taps ActiveViam's analytics platform for risk reporting
Leonteq has selected ActiveViam’s risk analytics platform to support its regulatory reporting under the Fundamental Review of the Trading Book (FRTB).
10 Feb 2026
EBA targets credit risk rulebook overhaul with simplification push
New consultation signals potential downstream impact for structured products and capital-intensive issuance as European regulators reassess the complexity of prudential frameworks.
09 Feb 2026
AI now embedded across French financial markets: AMF
The regulator highlights widespread use of off-the-shelf systems and growing concerns over governance and data protection.
09 Feb 2026
HK SFC cites derivatives suitability failures in action against Kylin
The regulator reported that clients were categorised as...
06 Feb 2026
Luxembourg regulator allows limited crypto exposure in Ucits funds
Luxembourg’s financial regulator has, for the first time, clarified...
05 Feb 2026
Mayer Brown: transparency and regulation must be at the core of AMC activity
As actively managed certificates expand beyond their niche origins,...
05 Feb 2026
Ondo files US SEC registration, adds platform for non-US users
The filing with the US regulator aims to provide issuer-level...
04 Feb 2026
AMF sets standards for retail structured product marketing
The study was aimed at making the structured products distributed to French retail investors clearer and easier to understand.
03 Feb 2026
Nomura’s Laser Digital files application to launch US National Trust Bank
The proposed entity aims to offer custody and spot trading of digital assets, plus custody of US government securities.
02 Feb 2026
Korea regulator hits securities houses over HSCEI ELS mis-selling
The latest fines come a month after the regulator fined local banks over the improper sales case on HSCEI-linked ELS.