30 June 2026
French regulators flag governance and disclosure gaps
A joint review found wide variations in structured product fees and identified shortcomings in product governance, target market definitions and investor disclosures.
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Indonesia's IDX takes measures to improve transparency for investors
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US regulators launch review of portfolio margining frameworks
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UK establishes regulatory framework for crypto assets
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Bitcoin Suisse secures MiCA license for European expansion
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FIA backs revised US bank capital proposals
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ProphetX gets CFTC approval to launch sports prediction platform
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US regulators open consultation on updating derivatives definitions under Dodd-Frank
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Axi secures regulatory licence from FSC Mauritius
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Iosco highlights expanding role of supervisory technology
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EBA flags stronger alignment in EU banks’ risk models in 2025 benchmarking
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The Miami-based broker, once active in offshore structured notes, has...
26 May 2026
German investors ignore ‘unreadable’ KIDs
Most German investors do not consult the mandatory KID when purchasing...
26 May 2026
SRP’s sentiment survey returns for the second year
SRP has launched the 2026 edition of its sentiment survey, which...
20 May 2026
Finra fines New Jersey broker for supervisory failure over Rila
The broker recommended more than 100 registered index-linked annuity...
19 May 2026
Finra launches review of worst-of structured notes
The US watchdog is conducting a review related to firms’ supervision...