( Industry Insights

Regulation

Updates and commentary on evolving market regulation.

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24 Jul 2026

SFC updates framework for leveraged and inverse products

The regulator will allow certain leveraged and inverse products to...

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23 Jul 2026

KB Securities sanctioned over OTC derivatives, product sales and compliance failures

South Korea's regulator has sanctioned KB Securities following a broad...

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22 Jul 2026

Taishin Securities hit with ETF and ETN restrictions after FSC action

Taiwan’s FSC has taken disciplinary action against Taishin Securities...

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17 Jul 2026

Korean regulators hit the brakes on single stock leverage ETNs

Regulatory authorities are freezing new single stock leveraged product...

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14 Jul 2026

Taiwan regulator turns spotlight on next generation of outcome-oriented products

The latest reforms highlight growing regulatory scrutiny around...

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03 Jul 2026

Finma flags risks around use of structured products in discretionary portfolios

The Swiss regulator is pointing at recurring supervisory failures...