22 December 2025
Korean regulator realeases roadmap for complex products
South Korea’s FSS is pivoting to a preventive 2026 roadmap focused on shielding consumers from complex financial product risks including structured products.
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19 Dec 2025
EU institutions seal retail investment strategy deal to empower consumers
The rules are aimed at providing wider range of efficient investment and financing opportunities for citizens and businesses.
19 Dec 2025
Canadian regulator examines barriers to digital and hybrid advisory model
Stakeholder input invited on rules, technology integration and unintended consequences.
19 Dec 2025
Garantum responds to US$1.8m fine over compliance failure
The Swedish distributor has been found in breach of compliance provisions in the structured products and insurance instruments.
17 Dec 2025
Finra stresses compliance failures on Rila sales in annual report
The US regulator has identified several violations of Regulation Best Interest (Reg BI) about registered index-linked annuity (Rila) sales practice in its oversight report.
17 Dec 2025
FCA seeks feedback on new UK crypto rules
The FCA has opened consultation on an UK crypto regime, proposing to...
16 Dec 2025
Esma completes mandates on derivatives transparency rules
European Commission to review the proposal within three months; rules...
15 Dec 2025
Iosco, BCBS publish margin requirements assessment
The report comes in the backdrop of the ongoing monitoring of the...
15 Dec 2025
French regulator adapts its crypto-linked product policies
The policies are aimed at reducing the information asymmetry between...
12 Dec 2025
Hong Kong regulator penalises EFG Bank over regulatory breaches
The financial watchdog’s investigation stemmed from a self-report from the bank as well as a referral of findings from the Hong Kong Monetary Authority.
10 Dec 2025
Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities
The regulator's reforms reflect practical industry insight into structured product design.
10 Dec 2025
BBVA to expand corporate and investment banking services in Middle East
The in-principle approval paves way for Abu Dhabi branch as the bank targets sovereign wealth funds and institutional clients.