( Industry Insights

Regulation

Updates and commentary on evolving market regulation.

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30 Jun 2026

French regulators flag governance and disclosure gaps

A joint review found wide variations in structured product fees and...

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18 Jun 2026

Swiss regulator clears Leonteq after compliance overhaul

Completion of Finma-mandated measures marks the end of a multi-year...

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16 Jun 2026

EU adopts foreign investment screening regime for critical technologies

The new framework aims to strengthen oversight of strategic sectors...

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10 Jun 2026

UK retail funds set for limited crypto ETN access under FCA proposal

A proposed rule change would enable UK authorised funds to hold crypto...

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09 Jun 2026

Finra snapshot highlights changing brokerage landscape as options activity surges

The regulator points to record derivatives activity, hybrid advisory...

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05 Jun 2026

SFC greenlights leveraged and inverse products linked to Hong Kong stocks

Revised framework allows issuers to launch leveraged and inverse...