20 October 2026
Amplifi and CUE target gaps in structured product understanding
The partnership combines AI-based document analysis with consumer testing as firms face greater scrutiny over whether customers understand investment risks and potential returns.
16 Oct 2026
Esma sets out guidance on sustainability claims
In Brief
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Taiwan regulator outlines zero-trust security principles for agentic AI
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FSB sets out 12 practices for responsible AI use in finance
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ASIC opens consultation on rules for digital asset and tokenised custody platforms
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ASIC seeks consultation on extended CFD protections and modernised rules
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3iQ receives in-principle approval for Abu Dhabi licence
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Kraken secures Dubai approval ahead of UAE launch
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Esma seeks feedback on revised Prospectus Regulation disclosure guidelines
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Thailand SEC consults on introducing broker agent rules for securities and derivatives
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Korea’s FSC sets out regulatory changes for tokenised securities framework
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Julius Baer outlines governance overhaul following Finma review
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