4 August 2025
Marex completes registration for US structured notes as WKSI
The non-bank provider of structured products has become a well-known seasoned issuer (WKSI) of structured notes on shelf in the US.
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29 Jul 2025
Esma Ucits reform heightens due diligence on ‘complex’ structured products
Asset managers will be required to undertake strict due diligence to verify and document the underlying securities used in Ucits funds, especially when using complex structured products and derivatives
22 Jul 2025
US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules
The latest industry webinar on the US structured investment product landscape provided critical insights into market trends, regulatory priorities and future expectations.
17 Jul 2025
Update: Swiss association introduces label for trackers on non-tradable assets
Issuers must prominently label tracker certificates linked to non-tradable underlyings.
14 Jul 2025
Korean regulator bolsters investor protection amid ELS mis-selling scandal
The increased investor assessment and the change in product description order for high-difficulty financial investment products are among regulator’s targets.
11 Jul 2025
SEC provides further clarity on crypto ETPs
The latest guidance covers a range of disclosures included in...
10 Jul 2025
Eusipa wants structured products under SIA, Finance Europe umbrella
The European association believes structured products can encourage...
07 Jul 2025
UKSPA aims at performance-based value for money testing
Following the recent Brexit reset trade agreement between the UK...
02 Jul 2025
MAS revamps product information documents, targets complex products
Singapore's financial regulator aims to highlight the key product...
01 Jul 2025
FSMA focuses on value for money
Value for money of financial products was one of the major themes of the regulator’s annual report for 2024, which was published on 20 June.
30 Jun 2025
Malaysia regulator tightens rules on product governance
The new guidelines are aimed at addressing issues with product governance guidelines to promote responsible innovation and strengthen investor protection.
23 Jun 2025
Esma: large issuers reduce costs for autocalls, BRCs
The European watchdog’s study also showed that despite the cost reduction for some payoff types, others were getting more expensive across manufacturers.
18 Jun 2025
Germany: half of investors don’t understand structured investment products
The regulator has flagged inconsistent cost disclosures, potentially making it harder for clients to compare investment products.