5 February 2026
Mayer Brown: transparency and regulation must be at the core of AMC activity
As actively managed certificates expand beyond their niche origins, Mayer Brown argues that transparency, rigorous documentation and clear regulatory positioning will determine whether the structure’s growing popularity could invite regulatory pushback.
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Autocalls harness volatility premium to beat equity risk-return ratios, study finds
03 Feb 2026
4h
Ondo files US SEC registration, adds platform for non-US users
The filing with the US regulator aims to provide issuer-level disclosures for all investors in Ondo Global Markets tokenised products globally, while Ondo Perps lets global non-US users trade perpetual futures on leading US stocks and exchange-traded funds (ETFs) 24/7 with leverage.
04 Feb 2026
AMF sets standards for retail structured product marketing
The study was aimed at making the structured products distributed to French retail investors clearer and easier to understand.
03 Feb 2026
Nomura’s Laser Digital files application to launch US National Trust Bank
The proposed entity aims to offer custody and spot trading of digital assets, plus custody of US government securities.
02 Feb 2026
Korea regulator hits securities houses over HSCEI ELS mis-selling
The latest fines come a month after the regulator fined local banks over the improper sales case on HSCEI-linked ELS.
30 Jan 2026
South Korea’s regulator clears single-stock leveraged ETFs
Weekly options on local stocks and ETFs and minimum deposits for...
30 Jan 2026
EBA floats consultation on amendments on risk buffer guidelines
The central regulatory agency has also published an updated list of...
30 Jan 2026
Hong Kong SFC, HKMA consult on OTC derivatives clearing rules
The development comes as under the current approach, the existing list...
29 Jan 2026
US SEC issues guidance on tokenised securities
US regulators have set out how tokenised shares, bonds and other...
28 Jan 2026
Sumitomo Mitsui AMC expands presence in Europe via German subsidiary
The newly established entity will be registered with the German regulator as a tied agent of Frankfurt-based investment management firm AHP Capital Management.
27 Jan 2026
Valour secures UK FCA nod to bring ETPs to retail investors
The firm has also begun to offer select products to the British investors through the London Stock Exchange, beginning 26 January.
23 Jan 2026
Thailand to introduce rules for crypto ETFs and futures
Thailand’s securities regulator is preparing to roll out formal rules that would allow crypto ETFs, futures trading and tokenised investment products in the local market.