15 January 2026
Swiss regulator outlines rules for crypto-based assets
Structured products and ETPs with crypto underlyings subject to Financial Services Act requirements.
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13 Jan 2026
EU regulators set common standards for ESG stress testing in final guidelines
Structured products could face indirect impact as ESG risk frameworks influence pricing and hedging
13 Jan 2026
CFTC forms advisory body to guide tech policy
The committee will replace the former technology advisory committee and will include representatives from the financial industry, regulatory bodies and financial technology providers, among others.
13 Jan 2026
Leonteq receives Bafin approval for German license extension
The move follows success in the Swiss market, where Leonteq offers over 10,000 listed leverage products.
13 Jan 2026
National Life wins IUL illustration suit
A disctrict judge has cleared National Life in lawsuit cenring on an indexed universal life (IUL) product linked to an index hedged by Société Générale.
12 Jan 2026
FCA review exposes gaps in complex ETP sales
The regulator’s survey reveals a growing market for complex ETPs, with...
09 Jan 2026
Abex wins UK FCA approval for digital asset derivatives trading
The company has gained UK FCA approval to offer regulated digital...
09 Jan 2026
US SEC to revise small entity rules for advisers and investment companies
Amendments include revised aggregation rules for related funds and...
08 Jan 2026
Esma clarifies transitional rules under BMR review
Third-country benchmarks can continue to be used while the regulator...
07 Jan 2026
Saudi regulator opens capital market to all foreign investors
The amendments are aimed at expanding and diversifying the investors base, supporting investment inflows as well as enhancing market liquidity.
07 Jan 2026
US court upholds dismissal of investor lawsuit against Barclays
Appeal ruling highlights absence of evidence linking management to alleged misconduct.
07 Jan 2026
Etrading Software sets up non-profit initiative to bid for EU OTC derivatives tape
The Dutch non-profit organisation bids to become the EU OTC Derivatives Consolidated Tape Provider under the revised MiFIR framework.