( Industry Insights

Regulation

Updates and commentary on evolving market regulation.

SEC chairman Atkins shares crypto 'token taxonomy' plan

14 November 2025

SEC chairman Atkins shares crypto 'token taxonomy' plan

Commissioner Peirce’s framework is cited as foundation for new regulatory approach.

Australian regulator issues new guidelines for ETP issuers

14 Nov 2025

Australian regulator issues new guidelines for ETP issuers

The guide is aimed at simplifying and consolidating the regulatory framework.

SFC eases rules for cross-boundary wealth management communication

14 Nov 2025

SFC eases rules for cross-boundary wealth management communication

Southbound clients gain access to remote product briefings and three-party dialogues under new framework by the regulator.

FCA flags fair value concerns at CFD providers

14 Nov 2025

FCA flags fair value concerns at CFD providers

The UK’s financial regulator has warned contracts for difference (CFD) providers to improve how they deliver fair value after a review found several firms falling short of Consumer Duty standards.

MAS proposes guidelines for responsible AI use in finance

14 Nov 2025

MAS proposes guidelines for responsible AI use in finance

With Generative AI rapidly entering finance, Singapore's central bank has proposed rules to ensure institutions manage the risks and use the tech responsibly.

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13 Nov 2025

US IRS issues safe harbour guidance for crypto staking ETPs

The safe harbour applies to trusts that meet specific conditions, such...

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13 Nov 2025

Isda recognises enforceability of close-out netting in Saudi Arabia

The move is aimed at reducing systemic risk and ensuring the orderly...

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12 Nov 2025

BSW: structured products need a fair chance in regulation and retirement planning

As BaFin’s turbo restrictions loom, the BSW chief outlines the...

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12 Nov 2025

Iosco urges caution as tokenisation gains momentum

Iosco's final report on the tokenisation of financial assets outlined...

European regulators caution consumers on volatile crypto assets

12 Nov 2025

European regulators caution consumers on volatile crypto assets

The joint warning by European supervisory authorities (ESAs) urged consumers to verify provider authorisation and secure wallets.

Isda paper shows DRR framework delivering cost, efficiency results

12 Nov 2025

Isda paper shows DRR framework delivering cost, efficiency results

The paper in collaboration with Capgemini is based on interviews with firms that have adopted the Isda Digital Regulatory Reporting (DRR).

Korea’s Hana Bank fined by regulator over ‘incomplete’ PE fund, ELT sales

11 Nov 2025

Korea’s Hana Bank fined by regulator over ‘incomplete’ PE fund, ELT sales

The Korean bank broke solicitation rules of investment in specific money trust contracts, including equity-linked trusts (ELTs) sold between 2016 and 2019, according to the financial regulator.

European Commission investigates Deutsche Börse, Nasdaq on derivatives practice

10 Nov 2025

European Commission investigates Deutsche Börse, Nasdaq on derivatives practice

The development follows the Commission’s unannounced inspections at the premises of Deutsche Börse and Nasdaq in September 2024 on charges around derivatives practice.