12 December 2025
Hong Kong regulator penalises EFG Bank over regulatory breaches
The financial watchdog’s investigation stemmed from a self-report from the bank as well as a referral of findings from the Hong Kong Monetary Authority.
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10 Dec 2025
Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities
The regulator's reforms reflect practical industry insight into structured product design.
10 Dec 2025
BBVA to expand corporate and investment banking services in Middle East
The in-principle approval paves way for Abu Dhabi branch as the bank targets sovereign wealth funds and institutional clients.
10 Dec 2025
France greenlights retail access to crypto ETNs
The development builds on a positive shift across Europe, with the British regulator lifting its retail crypto exchange-traded note (ETN) ban since 8 October.
09 Dec 2025
Structured products in the spotlight as FCA sets out CCI requirements
The UK’s retail investment landscape is bracing itself for another regulatory shake-up.
09 Dec 2025
SEC blocks ultra-leveraged ETFs from nine providers
The US regulator has halted the review of over 100 ETFs with a...
09 Dec 2025
CFTC announces slew of measures in the digital asset space
The commodities market regulator has allowed for the listing of spot...
08 Dec 2025
SEC committee urges focus on AI and on-chain market rules
SEC chair Paul Atkins (pictured) called for principles-based...
08 Dec 2025
Sebi seeks feedback on equity derivatives position limits
Securities and Exchange Board of India (Sebi) has proposed to reset...
08 Dec 2025
Binance secures global licence under Abu Dhabi’s framework
The approval allows Binance to operate under a regulated structure covering exchange, clearing and brokerage services.
04 Dec 2025
Leonteq completes FRTB transition, regulatory legacy nears closure
Completion of the SA-FRTB transition coincides with the near-completion of Finma-mandated remediation tied to misconduct.
04 Dec 2025
Esma targets conflicts of interest in retail investor protection push
The CSA will focus on remuneration, inducements, and digital channels influencing product selection.