20 May 2025
In the current market environment, challenges and uncertainties surrounding the integration of environmental, social, and governance (ESG) criteria into financial products, particularly structured products, remain.
13 May 2025
A French court has ordered the Swiss structured product issuer to reinstate a compliance officer and pay back a portion of his salary after granting him ‘whistleblower’ status.
08 May 2025
Asic has accused the Australian bank of nine market conduct matters of concern, including seven related to misreporting of OTC derivatives trades.
07 May 2025
The German trade body is including risk information for the outstanding market volume in its quarterly statistics.
23 Apr 2025
The regulator is seeking feedback on aspects relating to costs and charges disclosure, and the balance of responsibilities between manufacturers and distributors.
14 Apr 2025
Structured notes, structured deposits, ETFs and mutual funds are among...
14 Apr 2025
The European Securities and Markets Authority (Esma), the EU’s...
08 Apr 2025
The European industry is increasing its focus on the impact of...
03 Apr 2025
The report launched by the AMF and ACPR is the result of a working...
31 Mar 2025
Panellists at this session discussed cost disclosure, best practices and current challenges to meet the new requirements under the UK regulator’s new CCI regime.
24 Mar 2025
A US federal court has dismissed two lawsuits against Barclays for its unlawful issuances at US$17.7 billion in a final ruling.
17 Mar 2025
The trustee has been taken to court for its alleged ‘severe negligence’ in Barclays’ over-issuance of US exchange-traded notes (ETNs) worth US$17.7 billion.
05 Mar 2025
We have a closer look at one of the key regulatory requirements to be observed by the structured products industry once the European Retail Investment Strategy (RIS) comes into force.