6 March 2026
Update: Schwab to pay US$3.8m over negligence of complex products
The case brought by a group of retired teachers centres on structured products, non-traditional, leveraged ETFs and proprietary ETFs.
In Brief
See all in briefs)-
LSEG introduces ESG scores and sustainability analytics for global markets
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Bank of Canada tests feasibility of tokenised bond issuance
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Industry groups welcome US guidance on tokenised securities' capital treatment
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Hong Kong authorities strengthen AI oversight and innovation efforts
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SEC to review listed options landscape at Washington roundtable
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Apac regulators discuss market resilience and technology at Iosco meet
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UK tax authority to restrict crypto ETNs to IFISA wrapper
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Basel Committee flags repo market risks, advances crypto asset standard
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Esma warns firms over perpetual futures and CFD rules
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India’s RBI details UTI rules for OTC derivative reporting
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