17 March 2026
CUE targets ‘understanding gap’ as FCA raises the bar on consumer duty
The launch comes as a response to mounting pressure from the Financial Conduct Authority (FCA) to move beyond readability metrics and demonstrate that retail investors genuinely understand financial...
27 Feb 2026
Korea FSS targets reform in ELS sales practices
In Brief
See all in briefs)-
Australian court penalises Macquarie over short sales misreporting
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Eurosystem publishes Appia roadmap to guide Europe’s shift to tokenised finance
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SEC and CFTC team up for financial market oversight
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LSEG introduces ESG scores and sustainability analytics for global markets
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Bank of Canada tests feasibility of tokenised bond issuance
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Industry groups welcome US guidance on tokenised securities' capital treatment
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Hong Kong authorities strengthen AI oversight and innovation efforts
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SEC to review listed options landscape at Washington roundtable
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Apac regulators discuss market resilience and technology at Iosco meet
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UK tax authority to restrict crypto ETNs to IFISA wrapper
Most Read in Regulation Insights
Regulation
23 Feb 2026
Eusipa sets 2026 focus on structured products risk mapping
Eusipa’s secretary general has outlined the association’s priorities...
20 Feb 2026
Finra eases retail performance projections ban
Proposed amendments would let firms include forward-looking return...
19 Feb 2026
Fidelity hit with US$1.3m penalty over structured notes
A Finra arbitration panel has held the brokerage house liable for...
17 Feb 2026
Germany eases market access rules for foreign market makers
Germany has revised its financial market access rules through the...
16 Feb 2026
ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots
The regulator is calling for increased oversight of the EU’s largest...
11 Feb 2026
Taiwan regulator loosens structured notes targets for securities houses’ overseas entities
The regulatory proposal adds professional investors and entities as...