5 November 2025
Inside CCI: redefining the post-Priips landscape
We look at what the CCI regime means for the future of retail investments and the alignment of retail investor protection across regulatory frameworks.
Most Read
05 Nov 2025
Iosco calls for greater transparency in single-name CDS market
The Iosco report examined the March 2023 banking turmoil and recommends measures to improve post-trade transparency.
05 Nov 2025
Finra penalises First Trust for gifts violations
Finra Rule 2341 prohibits member firms from making payments or offers of payments of any non-cash compensation, subject to specified exceptions.
05 Nov 2025
Basel Committee tightens derivatives exposure with new rules
The Basel Committee on Banking Supervision (BCBS) has issued new rules on how banks calculate capital requirements for specific derivatives to improve the process and better reflect real risks.
04 Nov 2025
Nascar champion Kyle Busch sues Pacific Life over IULs
The stock car racing driver has accused the US insurer of misrepresenting its indexed universal life (IUL) policies, causing him US$8.6m in losses.
04 Nov 2025
Hong Kong allows crypto exchanges to share global order books
Hong Kong’s financial regulator has introduced new measures that allow...
04 Nov 2025
Iosco addresses market integrity, transparency with new reports
International Organisation of Securities Commissions' (Iosco) new...
04 Nov 2025
UK regulator warns of 'avoidable risks' in wealth management
The review examined how these groups manage risks, debt, governance...
31 Oct 2025
FCA raises alarm over leveraged derivatives firms bypassing safeguards
The UK regulator has flagged dual threat from high-pressure sales...
31 Oct 2025
Isda seeks bids for AI solution to enhance reporting transparency
The International Swaps and Derivatives Association (Isda) has invited bids to build an AI-powered traceability tool to improve transparency and auditability within its Digital Regulatory Reporting (DRR) framework.
31 Oct 2025
CoinShares secures approval for ETP offerings in UK
The development follows the recent lifting of the Financial Conduct Authority’s (FCA) ban on retail access to crypto products.
30 Oct 2025
Mayer Brown: industry relieved as full ban on turbos avoided
The law firm points that the new rules will have a practical impact on distributors in Germany.
30 Oct 2025
HK SFC proposes new VaR approach, streamlines structured funds framework
The regulator is aiming at expanding product offerings and enhancing competition in the country.