30 October 2026
US SEC retains structured products in 2027 exam priorities
The US regulator again singles out structured products and Rilas under Reg BI while adding references explicitly to short-dated options and single-stock ETFs.
16 Oct 2026
Esma sets out guidance on sustainability claims
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EBA proposes targeted overhaul of EU taxonomy disclosure requirements
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Hong Kong: SFC adopts safety-first approach as financial firms scale AI use
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French authorities seek Mica reforms to support stablecoins and tokenised finance
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Finra and Sifma Foundation ally to broaden youth investing education
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Citi secures CSRC approval for wholly owned China securities venture
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Taiwan regulator outlines zero-trust security principles for agentic AI
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FSB sets out 12 practices for responsible AI use in finance
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ASIC opens consultation on rules for digital asset and tokenised custody platforms
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ASIC seeks consultation on extended CFD protections and modernised rules
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3iQ receives in-principle approval for Abu Dhabi licence
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13 Oct 2026
Foreign distribution and Reg S sales drive demand for regulatory guidance
Mayer Brown highlights growing demand for advice on structured ETFs,...
06 Oct 2026
SEC says new note disclosure framework does not replace Morgan Stanley
The clarification eases market concerns that September guidance had...
02 Oct 2026
EU regulators call for clearer rules as tokenised investment products test MiCA boundary
The banking regulator says tokenisation should not change the...
30 Sep 2026
Philippine regulator greenlights structured warrants
The regulator opens doors to structured warrants, expanding the range...
29 Sep 2026
SEC eases disclosure rules for equity-linked notes
Updated framework covers ETFs, recently listed equities and...
23 Sep 2026
SRP Americas 2026: structured ETFs – a regulatory backdrop
Three senior lawyers from Mayer Brown examined defined outcome...