( Industry Insights

Regulation

Updates and commentary on evolving market regulation.

Eusipa: EU call for evidence on investor protection comes late, lacks clarity

10 June 2025

Eusipa: EU call for evidence on investor protection comes late, lacks clarity

The European structured products market is struggling to understand where the RIS framework falls as it is not offering an adequate solution to the challenges the EU economy and financial markets are facing.

UK regulator lifts ban on crypto ETNs

09 Jun 2025

UK regulator lifts ban on crypto ETNs

The UK regulator says the proposals will promote effective competition in the interests of consumers by allowing firms to compete in retail markets offering these products and providing greater investor choice.

France: Amafi - structured products must be included in SFDR framework

05 Jun 2025

France: Amafi - structured products must be included in SFDR framework

The dealignment of regulatory requirements, according to Moschini, is an important hurdle in the distribution of these products, according to the association.

Annuities roundup: Florida broker found in breach of Reg BI

04 Jun 2025

Annuities roundup: Florida broker found in breach of Reg BI

Also, US indexed annuity sales and Canadian life insurance premiums are out for Q1 2025; new indices and features are added for fixed index annuity and lifer.

Mayer Brown: ESG product-specific v behaviour regulation debate unresolved

28 May 2025

Mayer Brown: ESG product-specific v behaviour regulation debate unresolved

The law firm has identified two main reasons for the decline in ESG product adoption: unclear greenwashing claim risks and regulatory uncertainty, particularly around the SFDR regime.

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27 May 2025

SRP France 2025: decrement remains under watch

From decrement to ‘Value for Money’, panelists shared regulatory...

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27 May 2025

Esma rethinks retail investor protection

The European regulator has launched a consultation into the retail...

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23 May 2025

Update: Germany - Bafin targets turbo certificates as retail losses pile up

The German financial supervisory authority Bafin has announced plans...

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20 May 2025

Eusipa: ESG products face significant challenges

In the current market environment, challenges and uncertainties...

Leonteq ordered to reinstate whistleblower

13 May 2025

Leonteq ordered to reinstate whistleblower

A French court has ordered the Swiss structured product issuer to reinstate a compliance officer and pay back a portion of his salary after granting him ‘whistleblower’ status.

Australian regulator targets Macquarie over OTC derivative trade reporting

08 May 2025

Australian regulator targets Macquarie over OTC derivative trade reporting

Asic has accused the Australian bank of nine market conduct matters of concern, including seven related to misreporting of OTC derivatives trades.

Germany: BSW adds risk indicator to market stats

07 May 2025

Germany: BSW adds risk indicator to market stats

The German trade body is including risk information for the outstanding market volume in its quarterly statistics.

FCA unveils cost disclosure requirements under new CCI regime

23 Apr 2025

FCA unveils cost disclosure requirements under new CCI regime

The regulator is seeking feedback on aspects relating to costs and charges disclosure, and the balance of responsibilities between manufacturers and distributors.