( Industry Insights

Regulation

Updates and commentary on evolving market regulation.

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27 Feb 2026

Korea FSS targets reform in ELS sales practices

At a recent seminar, the financial watchdog outlined proposals...

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26 Feb 2026

From desk to court: structured product cases in Finra awards 2025

We look at 2025 Finra arbitration cases where structured products...

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23 Feb 2026

Eusipa sets 2026 focus on structured products risk mapping

Eusipa’s secretary general has outlined the association’s priorities...

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20 Feb 2026

Finra eases retail performance projections ban

Proposed amendments would let firms include forward-looking return...

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19 Feb 2026

Fidelity hit with US$1.3m penalty over structured notes

A Finra arbitration panel has held the brokerage house liable for...

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17 Feb 2026

Germany eases market access rules for foreign market makers

Germany has revised its financial market access rules through the...