24 Sep 2026
EBA issues final third-party risk management guidelines
The European Banking Authority has published its final guidelines on...
23 Sep 2026
Finra Penalises American Portfolios over early UIT sales practices
Finra said three representatives caused 295 investors to incur more...
22 Sep 2026
SEC grants temporary exemption for tokenised stock trading venues
A temporary exemption would permit certain tokenised stock trading...
14 Sep 2026
Esma warns of market risks despite strong investor optimism
Europe's markets have remained resilient in 2026, but regulators warn...
14 Sep 2026
Archax gains Finra approval for US digital broker-dealer operations
The registration allows the firm to offer traditional and tokenised...
11 Sep 2026
Thailand SEC proposes stricter rules for stablecoin transactions
Thailand's securities regulator is proposing tighter controls on...
09 Sep 2026
Singapore's MAS consults on stablecoin rules
Singapore’s central bank has launched a consultation on proposed legal...
01 Sep 2026
FCA flags risks as young investors lean more heavily on AI tools
The Financial Conduct Authority has reported growing reliance on AI...
27 Aug 2026
Thailand: SEC seeks consultation on crypto ETF framework
Thailand’s securities regulator has launched a public consultation on...
20 Aug 2026
MAS unveils measures to sharpen Singapore’s asset management competitiveness
The package introduces a profit-linked tax exemption, a hedge fund...
20 Aug 2026
SEC outlines new crypto asset rules to expand compliant US offerings
The proposal seeks to curb offshore activity, standardise disclosures...
17 Aug 2026
ASIC warns on high-risk trading products
The Australian regulator has warned that some online brokers are...