The regulator reported dishonest matched trades and repeated non-disclosure of personal account for blocking the trader.

Hong Kong’s Securities and Futures Commission (SFC) has prohibited Kuo Che‑Jung, a former officer of Yuanta Securities (Hong Kong) Company Limited (YSHK), from re‑entering the industry for four years and six months, spanning 19 March 2026 to 18 September 2030, along with a US$1m fine.  The regulator stated that its findings centred on two areas of misconduct YSHK is a wholly owned subsidiary of Yuanta Financial Holdings, a major Taiwan‑based financial services group. YSHK has oper