The two US organisations said the memorandum would support closer coordination on securities and derivatives regulation while enhancing market oversight.
The US Securities and Exchange Commission (SEC) and National Futures Association (NFA) have signed a Memorandum of Understanding (MOU) to strengthen cooperation, coordination and information sharing between the two organisations on regulatory matters of mutual interest. The agreement aims to improve coordination in areas including emerging market risks, examination planning and broader financial market conditions, with periodic meetings to support engagement and oversight activities. The SEC s