Insights by Tag:

Regulation

Regulation
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05 Jun 2026

SFC greenlights leveraged and inverse products linked to Hong Kong stocks

Revised framework allows issuers to launch leveraged and inverse...

Market
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04 Jun 2026

SRP France 2026: VfM and investor understanding reshape structured products debate

Industry representatives and regulatory experts said Value for Money...

Regulation
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04 Jun 2026

VectorGlobal WMG sells accounts to Insigneo amid liquidation related to US sanctions

The Miami-based broker, once active in offshore structured notes, has...

Regulation
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26 May 2026

German investors ignore ‘unreadable’ KIDs

Most German investors do not consult the mandatory KID when purchasing...

Regulation
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20 May 2026

Finra fines New Jersey broker for supervisory failure over Rila

The broker recommended more than 100 registered index-linked annuity...

Regulation
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18 May 2026

Singapore regulator to erase mandatory advice requirement for complex products

Investment-linked policies are newly added complex products under the...

Regulation
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07 May 2026

Philippines regulator proposes structured warrant framework

The regulator is trying to align local market practices with...

Regulation
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01 May 2026

Korea regulator overhauls consumer protection framework following ELS mis-selling fallout

The financial watchdog highlights the need to address conflicts of...

Regulation
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22 Apr 2026

Post Priips regime demands stronger data not softer rules

The UK’s move from Priips to the more flexible CCI regime does not...

Market
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07 Apr 2026

SRP weekly: customisation and technology reshape structured products

SRP’s news desk reviews the most read stories from last week.

Regulation
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31 Mar 2026

SRP Europe 2026: structured products face EU regulatory crossroads

From Paris to Warsaw, industry experts discussed transparency, ESG...

Regulation
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30 Mar 2026

Causeway broadens global reach with Dubai and EU licences

The company's EU expansion will begin in Ireland, with additional...