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Thailand SEC plans to tighten DR rules, rules out leveraged and crypto ETFs
The regulator is seeking feedback on proposed amendments to...
10 Nov 2026
Taiwan's CTBC Securities fined after regulatory violations
The country’s regulator has taken disciplinary action against CTBC...
19 Oct 2026
SRP weekly: digital QIS and proprietary indices chart a new course
The most read stories in the past seven days from our news desk.
16 Oct 2026
SRP Americas 2026: proprietary indices under scrutiny in US insurance market
The shifting regulatory environment shapes the indexed insurance...
16 Oct 2026
Esma sets out guidance on sustainability claims
The EU regulator has published guidance on climate transition and...
13 Oct 2026
Foreign distribution and Reg S sales drive demand for regulatory guidance
Mayer Brown highlights growing demand for advice on structured ETFs,...
02 Oct 2026
EU regulators call for clearer rules as tokenised investment products test MiCA boundary
The banking regulator says tokenisation should not change the...
30 Sep 2026
Philippine regulator greenlights structured warrants
The regulator opens doors to structured warrants, expanding the range...
17 Sep 2026
Thailand eases licensing rules for foreign derivatives businesses
The country introduced two ministerial regulations aimed at reducing...
07 Sep 2026
SRP weekly: Kalshi prediction on
The most read stories in the past seven days from our news desk.
04 Sep 2026
SFC strengthens transparency for funds investing in private market assets
The regulator will enhance transparency and risk disclosure for...
31 Jul 2026
Finra enforcement review highlights governance priorities on complex products
Recommendations reinforce focus on supervision, disclosure and...