31 Jul 2026
Finra enforcement review highlights governance priorities on complex products
Recommendations reinforce focus on supervision, disclosure and...
20 Jul 2026
SRP weekly: surveying the landscape
Alternative assets are embedded in wealth management strategies, says...
17 Jul 2026
Korean regulators hit the brakes on single stock leverage ETNs
Regulatory authorities are freezing new single stock leveraged product...
14 Jul 2026
Taiwan regulator turns spotlight on next generation of outcome-oriented products
The latest reforms highlight growing regulatory scrutiny around...
13 Jul 2026
SRP weekly: moving on and scaling up
A week of news linked to QIS, gold and semiconductors
03 Jul 2026
Finma flags risks around use of structured products in discretionary portfolios
The Swiss regulator is pointing at recurring supervisory failures...
01 Jul 2026
SEC seeks industry feedback on next generation ETF framework
The consultation comes amid a wave of increasingly sophisticated ETF...
05 Jun 2026
SFC greenlights leveraged and inverse products linked to Hong Kong stocks
Revised framework allows issuers to launch leveraged and inverse...
04 Jun 2026
SRP France 2026: VfM and investor understanding reshape structured products debate
Industry representatives and regulatory experts said Value for Money...
04 Jun 2026
VectorGlobal WMG sells accounts to Insigneo amid liquidation related to US sanctions
The Miami-based broker, once active in offshore structured notes, has...
26 May 2026
German investors ignore ‘unreadable’ KIDs
Most German investors do not consult the mandatory KID when purchasing...
20 May 2026
Finra fines New Jersey broker for supervisory failure over Rila
The broker recommended more than 100 registered index-linked annuity...