22 May 2025
The German financial supervisory authority Bafin has announced plans to restrict the marketing, distribution and sale of turbo certificates to retail investors based in Germany.
20 May 2025
In the current market environment, challenges and uncertainties surrounding the integration of environmental, social, and governance (ESG) criteria into financial products, particularly structured products, remain.
08 May 2025
Asic has accused the Australian bank of nine market conduct matters of concern, including seven related to misreporting of OTC derivatives trades.
29 Apr 2025
Also: advisor found in breach of fiduciary duty; GBU Life unveils new annuity; Athene simplifies flagship FIAs; and new report predicts US annuity to reach US$388 billion by 2029.
23 Apr 2025
The regulator is seeking feedback on aspects relating to costs and charges disclosure, and the balance of responsibilities between manufacturers and distributors.
14 Apr 2025
Structured notes, structured deposits, ETFs and mutual funds are among the investments products covered by the new rules.
01 Apr 2025
Panelists share the latest progress on RIS and how to better define Value for Money in Structured Products in the panel held at SRP Europe 2025 conference in London.
31 Mar 2025
Panellists at this session discussed cost disclosure, best practices and current challenges to meet the new requirements under the UK regulator’s new CCI regime.
26 Mar 2025
The growth prospect for the industry remains positive as market uncertainty highlights the added value of structured products. SRP poll unveils key topics driving market growth.
17 Mar 2025
The trustee has been taken to court for its alleged ‘severe negligence’ in Barclays’ over-issuance of US exchange-traded notes (ETNs) worth US$17.7 billion.
26 Feb 2025
The new measures will limit the number of bank branches that are allowed to offer these ‘highly complex financial investment products’.
20 Feb 2025
The European regulator is seeking feedback from the industry to harmonises the supervision of product supplements within the EU Prospectus Regulation.