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Regulation

Regulation
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16 Feb 2026

ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots

The regulator is calling for increased oversight of the EU’s largest...

Regulation
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11 Feb 2026

Taiwan regulator loosens structured notes targets for securities houses’ overseas entities

The regulatory proposal adds professional investors and entities as...

Regulation
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10 Feb 2026

EBA targets credit risk rulebook overhaul with simplification push

New consultation signals potential downstream impact for structured...

Regulation
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04 Feb 2026

AMF sets standards for retail structured product marketing

The study was aimed at making the structured products distributed to...

Regulation
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02 Feb 2026

Korea regulator hits securities houses over HSCEI ELS mis-selling

The latest fines come a month after the regulator fined local banks...

Regulation
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30 Jan 2026

South Korea’s regulator clears single-stock leveraged ETFs

Weekly options on local stocks and ETFs and minimum deposits for...

Regulation
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30 Jan 2026

EBA floats consultation on amendments on risk buffer guidelines

The central regulatory agency has also published an updated list of...

Regulation
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19 Jan 2026

China regulator unveils draft derivatives trading rules

New rules for derivatives trading, outline risk controls and market...

Regulation
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13 Jan 2026

CFTC forms advisory body to guide tech policy

The committee will replace the former technology advisory committee...

Regulation
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09 Jan 2026

US SEC to revise small entity rules for advisers and investment companies

Amendments include revised aggregation rules for related funds and...

Regulation
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07 Jan 2026

Saudi regulator opens capital market to all foreign investors

The amendments are aimed at expanding and diversifying the investors...

Regulation
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19 Dec 2025

EU institutions seal retail investment strategy deal to empower consumers

The rules are aimed at providing wider range of efficient investment...