Insights by Tag:

Regulation

Regulation
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31 Mar 2026

SRP Europe 2026: structured products face EU regulatory crossroads

From Paris to Warsaw, industry experts discussed transparency, ESG...

Regulation
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30 Mar 2026

Causeway broadens global reach with Dubai and EU licences

The company's EU expansion will begin in Ireland, with additional...

Regulation
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17 Mar 2026

CUE targets ‘understanding gap’ as FCA raises the bar on consumer duty

The launch comes as a response to mounting pressure from the Financial...

Regulation
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06 Mar 2026

Update: Schwab to pay US$3.8m over negligence of complex products

The case brought by a group of retired teachers centres on structured...

Market
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02 Mar 2026

Raiffeisen sells 22.7% Leonteq stake

Swiss lender Raiffeisen will cut its holding in Leonteq to seven...

Regulation
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27 Feb 2026

Korea FSS targets reform in ELS sales practices

At a recent seminar, the financial watchdog outlined proposals...

Regulation
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23 Feb 2026

Eusipa sets 2026 focus on structured products risk mapping

Eusipa’s secretary general has outlined the association’s priorities...

Regulation
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20 Feb 2026

Finra eases retail performance projections ban

Proposed amendments would let firms include forward-looking return...

Market
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20 Feb 2026

Cube acquires 4CRisk to expand regulatory intelligence capabilities

The acquisition will strengthen Cube’s ability to deliver fully...

Regulation
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16 Feb 2026

ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots

The regulator is calling for increased oversight of the EU’s largest...

Regulation
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11 Feb 2026

Taiwan regulator loosens structured notes targets for securities houses’ overseas entities

The regulatory proposal adds professional investors and entities as...

Regulation
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10 Feb 2026

EBA targets credit risk rulebook overhaul with simplification push

New consultation signals potential downstream impact for structured...