06 Mar 2026
Update: Schwab to pay US$3.8m over negligence of complex products
The case brought by a group of retired teachers centres on structured...
02 Mar 2026
Raiffeisen sells 22.7% Leonteq stake
Swiss lender Raiffeisen will cut its holding in Leonteq to seven...
27 Feb 2026
Korea FSS targets reform in ELS sales practices
At a recent seminar, the financial watchdog outlined proposals...
23 Feb 2026
Eusipa sets 2026 focus on structured products risk mapping
Eusipa’s secretary general has outlined the association’s priorities...
20 Feb 2026
Finra eases retail performance projections ban
Proposed amendments would let firms include forward-looking return...
20 Feb 2026
Cube acquires 4CRisk to expand regulatory intelligence capabilities
The acquisition will strengthen Cube’s ability to deliver fully...
16 Feb 2026
ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots
The regulator is calling for increased oversight of the EU’s largest...
11 Feb 2026
Taiwan regulator loosens structured notes targets for securities houses’ overseas entities
The regulatory proposal adds professional investors and entities as...
10 Feb 2026
EBA targets credit risk rulebook overhaul with simplification push
New consultation signals potential downstream impact for structured...
04 Feb 2026
AMF sets standards for retail structured product marketing
The study was aimed at making the structured products distributed to...
02 Feb 2026
Korea regulator hits securities houses over HSCEI ELS mis-selling
The latest fines come a month after the regulator fined local banks...
30 Jan 2026
South Korea’s regulator clears single-stock leveraged ETFs
Weekly options on local stocks and ETFs and minimum deposits for...