03 Jul 2026
Finma flags risks around use of structured products in discretionary portfolios
The Swiss regulator is pointing at recurring supervisory failures...
01 Jul 2026
SEC seeks industry feedback on next generation ETF framework
The consultation comes amid a wave of increasingly sophisticated ETF...
05 Jun 2026
SFC greenlights leveraged and inverse products linked to Hong Kong stocks
Revised framework allows issuers to launch leveraged and inverse...
04 Jun 2026
SRP France 2026: VfM and investor understanding reshape structured products debate
Industry representatives and regulatory experts said Value for Money...
04 Jun 2026
VectorGlobal WMG sells accounts to Insigneo amid liquidation related to US sanctions
The Miami-based broker, once active in offshore structured notes, has...
26 May 2026
German investors ignore ‘unreadable’ KIDs
Most German investors do not consult the mandatory KID when purchasing...
20 May 2026
Finra fines New Jersey broker for supervisory failure over Rila
The broker recommended more than 100 registered index-linked annuity...
18 May 2026
Singapore regulator to erase mandatory advice requirement for complex products
Investment-linked policies are newly added complex products under the...
07 May 2026
Philippines regulator proposes structured warrant framework
The regulator is trying to align local market practices with...
01 May 2026
Korea regulator overhauls consumer protection framework following ELS mis-selling fallout
The financial watchdog highlights the need to address conflicts of...
22 Apr 2026
Post Priips regime demands stronger data not softer rules
The UK’s move from Priips to the more flexible CCI regime does not...