Insights by Tag:

Regulation

Regulation
US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules

22 Jul 2025

US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules

The latest industry webinar on the US structured investment product landscape provided critical insights into market trends, regulatory priorities and future expectations.

Market
Korean regulator bolsters investor protection amid ELS mis-selling scandal

14 Jul 2025

Korean regulator bolsters investor protection amid ELS mis-selling scandal

The increased investor assessment and the change in product description order for high-difficulty financial investment products are among regulator’s targets.

Market
SRP in brief: Regulators in the spotlight

14 Jul 2025

SRP in brief: Regulators in the spotlight

The latest product news, market reviews, people moves and regulatory updates from SRP’s news desk, which this week saw structured products associations as well as regulators across jurisdictions taking center stage.

Regulation
SEC provides further clarity on crypto ETPs

11 Jul 2025

SEC provides further clarity on crypto ETPs

The latest guidance covers a range of disclosures included in registration statements of crypto asset exchange-traded products (ETPs).

Products
HK SFC reports 94% surge in unlisted structured products volume

10 Jul 2025

HK SFC reports 94% surge in unlisted structured products volume

The FY24/25 annual report released by the city’s financial watchdog highlights the increased issuance amount and number of authorised products for public offerings in the market.

Regulation
Eusipa wants structured products under SIA, Finance Europe umbrella

10 Jul 2025

Eusipa wants structured products under SIA, Finance Europe umbrella

The European association believes structured products can encourage both long-term saving and targeted capital allocation.

Regulation
UKSPA aims at performance-based value for money testing

07 Jul 2025

UKSPA aims at performance-based value for money testing

Following the recent Brexit reset trade agreement between the UK government and the EU, SRP caught up with the UK Structured products Association (UKSPA) to discuss the main items and initiatives driving the association’s agenda for the remainder of 2025.

Regulation
MAS revamps product information documents, targets complex products

02 Jul 2025

MAS revamps product information documents, targets complex products

Singapore's financial regulator aims to highlight the key product features on the first page of the proposed product highlight sheets.

Regulation
Malaysia regulator tightens rules on product governance

30 Jun 2025

Malaysia regulator tightens rules on product governance

The new guidelines are aimed at addressing issues with product governance guidelines to promote responsible innovation and strengthen investor protection.

Regulation
Germany: half of investors don’t understand structured investment products

18 Jun 2025

Germany: half of investors don’t understand structured investment products

The regulator has flagged inconsistent cost disclosures, potentially making it harder for clients to compare investment products.

Regulation
Eusipa: EU call for evidence on investor protection comes late, lacks clarity

10 Jun 2025

Eusipa: EU call for evidence on investor protection comes late, lacks clarity

The European structured products market is struggling to understand where the RIS framework falls as it is not offering an adequate solution to the challenges the EU economy and financial markets are facing.

Regulation
France: Amafi - structured products must be included in SFDR framework

05 Jun 2025

France: Amafi - structured products must be included in SFDR framework

The dealignment of regulatory requirements, according to Moschini, is an important hurdle in the distribution of these products, according to the association.