13 Oct 2025
SRP in brief: complexity in focus
From the UK FCA’s latest development on Consumer Duty rules to AMCs' adoption in Switzerland and Latin America to Korea’s autocalls, here’s the latest news roundup brought by SRP news desk.
07 Oct 2025
FCA sets out plan to remove Consumer Duty burdens, targets complex ETPs
The regulator’s priorities for the remainder of 2025 to 2026, include embedding the rules, support for firms and sector-specific focus areas.
25 Sep 2025
Finra greenlights corporate debt trading on ATS platform
The company also aims to develop tokenised debt and structured products to meet specific investor demand.
24 Sep 2025
Yuanta Securities fined by Taiwan regulator over dishonest ELN sales
The alleged salesperson obtained the funds from customers under the guise of buying equity-linked notes (ELN), the regulator says.
23 Sep 2025
SFC tightens exchange-traded derivatives in Hong Kong
The consultation period will run for three months with the new guidelines expected to be implemented in the first quarter of 2028.
10 Sep 2025
Korean banks eye resumption of ELS sales under new measure, timing remains unclear
The rollout of the regulatory update regarding banks' sales of ELS may be delayed from September towards the year-end.
05 Aug 2025
Digital assets: CFTC relaxes rules on listed products
Also, CFTC to allow listed spot crypto trading on registered exchanges; FCA opens retail access to crypto ETNs; new partnerships unveiled by Coinbase, Marex and DelphX
22 Jul 2025
US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules
The latest industry webinar on the US structured investment product landscape provided critical insights into market trends, regulatory priorities and future expectations.
14 Jul 2025
Korean regulator bolsters investor protection amid ELS mis-selling scandal
The increased investor assessment and the change in product description order for high-difficulty financial investment products are among regulator’s targets.
14 Jul 2025
SRP in brief: regulators in the spotlight
The latest product news, market reviews, people moves and regulatory updates from SRP’s news desk, which this week saw structured products associations as well as regulators across jurisdictions taking center stage.
11 Jul 2025
SEC provides further clarity on crypto ETPs
The latest guidance covers a range of disclosures included in registration statements of crypto asset exchange-traded products (ETPs).
10 Jul 2025
HK SFC reports 94% surge in unlisted structured products volume
The FY24/25 annual report released by the city’s financial watchdog highlights the increased issuance amount and number of authorised products for public offerings in the market.