Insights by Tag:

Esma

Regulation
Esma clarifies transitional rules under BMR review

08 Jan 2026

Esma clarifies transitional rules under BMR review

Third-country benchmarks can continue to be used while the regulator reviews pending recognition and endorsement applications under the revised BMR framework.

Regulation
Esma moves forward on OTC derivatives transparency framework

06 Jan 2026

Esma moves forward on OTC derivatives transparency framework

Esma has finalised derivative transparency standards and opened applications for a consolidated tape provider to centralise European market data.

Regulation
Esma reviews impact of guidelines on ESG-related fund names

23 Dec 2025

Esma reviews impact of guidelines on ESG-related fund names

The European Securities and Markets Authority (ESMA) has evaluated how its guidelines for ESG-related fund names affect the EU fund market.

Regulation
Esma completes mandates on derivatives transparency rules

16 Dec 2025

Esma completes mandates on derivatives transparency rules

European Commission to review the proposal within three months; rules expected to apply from March 2027.

Regulation
Esma targets conflicts of interest in retail investor protection push

04 Dec 2025

Esma targets conflicts of interest in retail investor protection push

The CSA will focus on remuneration, inducements, and digital channels influencing product selection.

Regulation
Efama, others urge Esma to include ETNs in EU consolidated tape

27 Oct 2025

Efama, others urge Esma to include ETNs in EU consolidated tape

European fund industry groups have called on Esma to expand the scope of the EU’s planned consolidated tape for equities and ETFs to ensure it delivers a complete and accurate view of market activity.

Regulation
EU regulators warn of crypto investing risks despite new regulations

08 Oct 2025

EU regulators warn of crypto investing risks despite new regulations

European financial watchdogs have urged investors to stay cautious, noting that not all crypto assets are covered by the EU’s new rules or offer the same level of protection.

Regulation
Esma Ucits reform heightens due diligence on ‘complex’ structured products

29 Jul 2025

Esma Ucits reform heightens due diligence on ‘complex’ structured products

Asset managers will be required to undertake strict due diligence to verify and document the underlying securities used in Ucits funds, especially when using complex structured products and derivatives

People
People: SG-Forge’s head of sales shifts to Keyrock

30 Jun 2025

People: SG-Forge’s head of sales shifts to Keyrock

Also, SEC names director of markets & trading division; Nasdaq appoints head of sales Europe at Nadaq; Esma appoints chairwoman, and more.

Regulation
Esma: large issuers reduce costs for autocalls, BRCs

23 Jun 2025

Esma: large issuers reduce costs for autocalls, BRCs

The European watchdog’s study also showed that despite the cost reduction for some payoff types, others were getting more expensive across manufacturers.

Regulation
Eusipa: EU call for evidence on investor protection comes late, lacks clarity

10 Jun 2025

Eusipa: EU call for evidence on investor protection comes late, lacks clarity

The European structured products market is struggling to understand where the RIS framework falls as it is not offering an adequate solution to the challenges the EU economy and financial markets are facing.

Regulation
Esma rethinks retail investor protection

27 May 2025

Esma rethinks retail investor protection

The European regulator has launched a consultation into the retail investor experience aimed at determining how its rules are helping or hurting investors.