Insights by Tag:

SFC

Regulation
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09 Feb 2026

HK SFC cites derivatives suitability failures in action against Kylin

The regulator reported that clients were categorised as...

Regulation
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19 Jan 2026

SFC alerts for AI investment scheme tied to Gold Fun and AGA

HK’s securities regulator has warned the public about a suspicious AI...

Regulation
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06 Jan 2026

SCMHK hit with HK$4M SFC fine over crypto product breaches

The products provider failed to meet specific procedures for...

Regulation
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12 Dec 2025

Hong Kong regulator penalises EFG Bank over regulatory breaches

The financial watchdog’s investigation stemmed from a self-report from...

Regulation
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19 Nov 2025

Amina secures SFC approval for institutional crypto spot trading

The firm will initially offer 13 vetted cryptocurrencies, including...

Regulation
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04 Nov 2025

Hong Kong allows crypto exchanges to share global order books

Hong Kong’s financial regulator has introduced new measures that allow...

Regulation
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30 Oct 2025

HK SFC proposes new VaR approach, streamlines structured funds framework

The regulator is aiming at expanding product offerings and enhancing...

Regulation
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28 Oct 2025

SFC, Quebec AMF partner to enhance cross-border investment management

The partnership focuses on enhancing cooperation to supervise...

Market
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21 Oct 2025

SFC backs industry drive for better digital asset fund oversight

Hong Kong’s market regulator has reaffirmed its support for improving...

Regulation
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20 Oct 2025

HK regulator fines UBS over professional investor misclassification

The SFC says the failings led the Swiss bank to sell professional...

Market
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30 Sep 2025

Record trading pushes Hong Kong securities profits higher in H1 2025

The net profits of all SEHK participants totalled US$15.6 billion, up...

Market
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23 Sep 2025

SFC tightens exchange-traded derivatives in Hong Kong

The consultation period will run for three months with the new...