29 Oct 2025
Equitable acquires Stifel Independent Advisors to expand wealth management biz
Equitable is planning to acquire Stifel Independent Advisors to expand its growing wealth management business and strengthening its network of financial professionals across the United States.
14 Mar 2025
Latest: JPM’s QIS platform reaches US$100bn
Also: Stifel fined US$132m; new ETP issuer seen in Sweden; Nasdaq expands Finnish equity derivatives
02 Dec 2024
SRP in brief: index in focus
It was a busy week for the US index-linked annuity market, and elsewhere.
28 Nov 2024
Stifel slapped with US$2.3m penalty over structured notes sales
Finra’s penalty is directed to one of the firm’s advisor embroiled in a total of 20 customer disputes.
27 Nov 2024
SRP Americas Awards 2024: Stifel nears US$3bn in structured product sales
The broker-dealer with record US$496 billion client assets has won the Best Educational Initiative accolade at the SRP Americas Awards 2024.
16 Oct 2024
US regulator fines broker-dealer for mis-selling structured notes
Stifel ordered to pay US$14.2m in Finra arbitration over failure to supervise recommendations of structured note investments.
18 Sep 2024
SRP Americas 2024: tactical balancing of portfolio exposure
Panellists at the SRP Americas 2024 Conference in New Orleans discussed portfolio allocation and capital protection with the long-term goal of preserving wealth.
06 Oct 2023
People: SSPA elects new president, Stifel bolsters EQD team
The Swiss Structured Products Association (SSPA) has appointed a seasoned executive from Vontobel as its new president; founder and MD at the German DDV joins the buy-side; UK structured products specialist firm adds to sales team; and more.
24 Aug 2023
Latest: Stifel advisor faces investor claims over structured notes
A veteran financial advisor with Stifel Nicolaus & Co. Inc. is facing several investor complains relating to the sale of structured notes.
05 Feb 2021
People: Barclays global head of structuring exits
Follow the latest industry moves as Barclays sees a senior structurer depart, Credit Suisse bolsters its QIS team, Optiver hires former Goldman Sachs trader, and more.
12 Apr 2019
Product wrap: BBVA targets Irish investors with fund-linked note
This weeks wrap covers a selection of structured products with strike dates between April 7-13 2019.