29 Oct 2025
Equitable acquires Stifel Independent Advisors to expand wealth management biz
Equitable is planning to acquire Stifel Independent Advisors to expand...
14 Mar 2025
Latest: JPM’s QIS platform reaches US$100bn
Also: Stifel fined US$132m; new ETP issuer seen in Sweden; Nasdaq...
02 Dec 2024
SRP in brief: index in focus
It was a busy week for the US index-linked annuity market, and...
28 Nov 2024
Stifel slapped with US$2.3m penalty over structured notes sales
Finra’s penalty is directed to one of the firm’s advisor embroiled in...
27 Nov 2024
SRP Americas Awards 2024: Stifel nears US$3bn in structured product sales
The broker-dealer with record US$496 billion client assets has won the...
16 Oct 2024
US regulator fines broker-dealer for mis-selling structured notes
Stifel ordered to pay US$14.2m in Finra arbitration over failure to...
18 Sep 2024
SRP Americas 2024: tactical balancing of portfolio exposure
Panellists at the SRP Americas 2024 Conference in New Orleans...
06 Oct 2023
People: SSPA elects new president, Stifel bolsters EQD team
The Swiss Structured Products Association (SSPA) has appointed a...
24 Aug 2023
Latest: Stifel advisor faces investor claims over structured notes
A veteran financial advisor with Stifel Nicolaus & Co. Inc. is facing...
05 Feb 2021
People: Barclays global head of structuring exits
Follow the latest industry moves as Barclays sees a senior structurer...
12 Apr 2019
Product wrap: BBVA targets Irish investors with fund-linked note
This weeks wrap covers a selection of structured products with strike...