Regulation
22 Apr 2024
HK regulators slam due diligence flaws in structured product sales
A thematic review carried out by the regulators highlights shortcomings and risk factors in due diligence assessment methodologies for non-exchange traded investment products.
Market
04 Jun 2019
InSPire platform debuts due diligence function
Delta Capita’s specialist structured products platform launches first centralised utility to cut due diligence costs for sell- and buy-side firms