30 Oct 2026
US SEC retains structured products in 2027 exam priorities
The US regulator again singles out structured products and Rilas under...
23 Oct 2026
New Finra rule unlikely to shift US structured products marketing practices
The amendment allows broker-dealers to use projected performance and...
16 Oct 2026
SRP Americas 2026: proprietary indices under scrutiny in US insurance market
The shifting regulatory environment shapes the indexed insurance...
06 Oct 2026
SEC says new note disclosure framework does not replace Morgan Stanley
The clarification eases market concerns that September guidance had...
02 Oct 2025
SRP Americas 2025: opening the door for innovation
US regulators are pinpointing the increasing degree of complexity in...
10 Apr 2025
Listed products: BMO announces redemption and new launch of FANG-linked ETNs
Davis Polk advised Bank of Montreal (BMO) in connection with its...
30 Oct 2023
Fed clarifies CLN treatment, approves MS deal
The US central bank has granted capital relief for a credit-linked...
10 Oct 2023
SRP Americas 2023: innovation accelerated by technology, rate hikes
A group of panellists shared their observations on how technology and...
19 Nov 2021
Latest: Privatam rolls out ‘find your investment match’
J.P. Morgan takes on Tesla; Lincoln adds to flagship Rila; Qatar...
26 Oct 2021
People: Goldman boosts corporate treasury ALM strats
Miguel Barrio has joined Goldman Sachs as a managing director in...
29 Sep 2021
US regulation: Libor hiccups, product complexity, and post-Covid tensions
In the second part to the feature with Chris Schell, partner at law...
28 Sep 2021
US regulation: 10 years on after the GFC
The US structured products market has undergone several impactful...