Insights by Tag:

UK FCA

Regulation
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21 Jan 2026

UK FCA CCI rules: what it means for structured products

The UK’s new CCI rules replace Priips with a principles-based...

Regulation
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10 Dec 2025

Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities

The regulator's reforms reflect practical industry insight into...

Regulation
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09 Dec 2025

Structured products in the spotlight as FCA sets out CCI requirements

The UK’s retail investment landscape is bracing itself for another...

Regulation
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31 Oct 2025

FCA raises alarm over leveraged derivatives firms bypassing safeguards

The UK regulator has flagged dual threat from high-pressure sales...

Market
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13 Oct 2025

SRP in brief: complexity in focus

From the UK FCA’s latest development on Consumer Duty rules to AMCs'...

Market
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31 Mar 2025

SRP Europe 2025: creating a comprehensive cost disclosure framework

Panellists at this session discussed cost disclosure, best practices...

Technology
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21 Mar 2024

Socius: leveraging structuring to build retirement portfolios

UK fintech provider Socius Technologies offers three products: a...

Market
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04 Dec 2023

SRP in brief: the next chapter

News shows no signs of slowing down as HSBC launches a new multi-asset...

Regulation
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28 Nov 2023

UK regulator sets out SDR, ESG labelling regime for investment products

The new package of measures, including a consumer-focussed labelling...

Regulation
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28 Sep 2023

FCA SDR consumer labels: implications for advisers using ESG structured products

In October 2022, the Financial Conduct Authority in the UK (FCA)...

Market Reviews
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30 May 2023

UK Market Review, April 2023: Tempo debuts deposit plans

Forty-seven structured products were launched in the UK in April –...

People
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31 Mar 2023

People: Nomura elevates EQD heavyweight

Nomura Holdings (Nomura) has appointed Simon Yates as global head of...