Market
28 Jul 2025
Latest: Halo rolls out portfolio tool, Spain’s regulator heightens structured deposit monitoring
New functionality is targeted at advisors seeking to evaluate structured notes, simulate risk and communicate impact.
Products
26 Jun 2024
Rollover money from 2023 boosts Europe's volume growth
The European Structured Investment Products Association (Eusipa) has reported further volume growth on European structured products markets with €439 billion open interest across reporting markets as well as a significant turnover increase.
Market
13 Jun 2023
Latest: Finra fines TD Ameritrade for disclosures on callable securities
TD Ameritrade self-reported the lack of disclosure, which occurred from January 2016 to June 2021, to Finra, according to the settlement.
People
09 Jun 2023
People: BofA makes changes at the top
In this week's roundup, we look at arrivals & departures from Bank of America, Barclays Private Bank, Freshfields, Chatham, Luxsipa, and more.