Insights by Tag:

Finma

Market
UBS in the spotlight as RTPFs hit investors

23 May 2025

UBS in the spotlight as RTPFs hit investors

The Swiss bank faces client compensation claims over losses in complex FX derivatives.

Regulation
Leonteq to pay US$10m for breaching risk management, suitability obligations

12 Dec 2024

Leonteq to pay US$10m for breaching risk management, suitability obligations

Finma has ordered the structured products provider to halt its existing relationships as well as new business with unregulated distributors.

Market
Latest: Austrian association bolsters ranks with new addition

17 Jan 2024

Latest: Austrian association bolsters ranks with new addition

In this week’s roundup, we look at the addition of a new exchange to the ZFA, the launch of a multilingual set up at the Vizibility platform, changes on reporting requirements under the Fundamental Review of the Trading Book, and more.