Regulation
04 Dec 2025
Leonteq completes FRTB transition, regulatory legacy nears closure
Completion of the SA-FRTB transition coincides with the...
Market
23 May 2025
UBS in the spotlight as RTPFs hit investors
The Swiss bank faces client compensation claims over losses in complex...
Regulation
12 Dec 2024
Leonteq to pay US$10m for breaching risk management, suitability obligations
Finma has ordered the structured products provider to halt its...
Market
17 Jan 2024
Latest: Austrian association bolsters ranks with new addition
In this week’s roundup, we look at the addition of a new exchange to...