Regulations & Legal news

Europe

Cirdan to resume ETN activity after regulatory order

04 Jan 2024 by SRP News | Regulations & Legal

Europe

Esma: cost of EU retail structured products rising

03 Jan 2024 by SRP News | Regulations & Legal

Europe

Eusipa urges EU Commission to improve product classification under SFDR rules

18 Dec 2023 by SRP News | Regulations & Legal

Asia Pacific

Korea’s regulator slams banks over HSCEI-linked ELS misselling

01 Dec 2023 by Jocelyn Yang | Regulations & Legal

Europe

UK regulator sets out SDR, ESG labelling regime for investment products

28 Nov 2023 by SRP News | Regulations & Legal

International

Swiss-backed financial engineering boutique suspended, Russian links confirmed

23 Nov 2023 by Pablo Conde | Regulations & Legal

Europe

German regulator warns Leonteq of serious AML shortcomings

13 Nov 2023 by Pablo Conde | Regulations & Legal

North America

Biden’s proposed fiduciary rule sparks backlash

13 Nov 2023 by Summer Wang | Regulations & Legal

International

Digital assets: regulators join efforts on tokenisation pilots

06 Nov 2023 by Jocelyn Yang | Regulations & Legal