The Thai financial watchdog is seeking to amend debt securities regulations, which includes simplifying structured note filings and restricting their issuance by corporates.
Limited companies and public limited companies in Thailand will only be able to offer structured notes ‘on a case-by-case basis’ due to their inadequate risk management capabilities and the lack of ‘lead regulator’ for derivatives trading compared with financial institutions, according to a consultation paper which closed for public comment on 1 October. Meanwhile, financial institutions will still be allowed both one-time and shelf-filing offerings, which w
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