Category: Regulations & Legal
Citi ordered to redress investors for mis-selling complex products
Asia Pacific | Regulations & Legal
15 Apr 2019 by SRP News
The US bank has to report to the Australian regulator once the redress process is complete by September 2019
SRP Singapore 2019: regulators always tend to be reactionary rather than proactive
Asia Pacific | Regulations & Legal
15 Apr 2019 by SRP News
The structured products industry is on the cusp of transformation through technology but istech being constrained by regulation and what do technology firms need to meet structured products regulatory requirements, were among the topics discussed during the ‘Regtech Revolution’ panel at the SRP Asia 2019 conference, held in Singapore on April 10.
