Tag: Department of Labor
SRP in brief: junk fees and barriers
International | Industry
20 Nov 2023 by SRP News
Regulatory developments in Germany and the US, turnover in Switzerland, and in-house SRP research on products linked to HSCEI and Roche.
SEC’s new best interest standard causes confusion
North America | Regulations & Legal
14 Jun 2019 by Amélie Labbe
The Securities and Exchange Commission’s (SEC) new best interest rule for broker-dealers has stirred some controversy in the US investment community.