What does the SEC’s expanded abbreviated disclosure framework mean for equity-linked structured notes?
The SEC Staff’s expanded approach raises important questions for structured products issuers, from eligibility and scope to the practical implications of relying on abbreviated disclosure.
Join SRP and Mayer Brown on 26 October for a discussion of the evolving US disclosure framework and the regulatory developments on the horizon.
We’ll cover:
▪️ Key considerations for issuers relying on the abbreviated disclosure approach
▪️ Common misconceptions surrounding the no-action letter
▪️ Potential implications for registered and exempt products
▪️ The wider US regulatory outlook, including Section 871(m) and developments affecting certain ETFs
