What does the SEC’s expanded abbreviated disclosure framework mean for equity-linked structured notes?
The SEC Staff’s expanded approach raises important questions for structured products issuers, from eligibility and scope to the practical implications of relying on abbreviated disclosure.
Click in the link to downolad the Mayer Brown slide deck.
We covered:
▪️ Key considerations for issuers relying on the abbreviated disclosure approach
▪️ Common misconceptions surrounding the no-action letter
▪️ Potential implications for registered and exempt products
▪️ The wider US regulatory outlook, including Section 871(m) and developments affecting certain ETFs
