13 Nov 2025
Iosco outlines rules for neo-brokers, digital-first platforms
The report states that neo-brokers need clear global standards to address risks in fee transparency, revenue conflicts and system reliability.
12 Nov 2025
Iosco urges caution as tokenisation gains momentum
Iosco's final report on the tokenisation of financial assets outlined uneven efficiency gains, evolving risks, and fragmented regulatory responses.
05 Nov 2025
Iosco calls for greater transparency in single-name CDS market
The Iosco report examined the March 2023 banking turmoil and recommends measures to improve post-trade transparency.
04 Nov 2025
Iosco addresses market integrity, transparency with new reports
International Organisation of Securities Commissions' (Iosco) new reports cover ESG indices, pre-hedging practices, valuation standards and secondary market disclosures.
17 Oct 2025
Iosco calls for unified global oversight of crypto, digital assets
The global securities watchdog IOSCO says regulators need to act more quickly to create consistent rules and protect investors in crypto markets.
29 May 2024
People: AMF appoints head of investor protection
In this week's people round up we look at the latest appointments and departures at the French regulator, Iosco, J.P. Morgan, London Stock Exchange, and more.
10 Jan 2024
Digital assets: Iosco dispatches policy recommendations for DeFi
In this week’s roundup, we also look at Raiffeisen Schweiz joining SIX Digital Exchange, Metalpha’s investment, and Coinbase’s move to offer derivatives products in Europe.
02 Nov 2023
SFC to mitigate ESG greenwashing in investment products
The Hong Kong SAR financial regulator stated its proposed voluntary code of conduct will align with international practices based on the recommendations of the International Organization of Securities Commissions (Iosco).
10 Aug 2023
Curb your enthusiasm
SRP follows up on recent Iosco’s policy suggestions and critique of non-Sofr replacements for USD Libor.
30 May 2023
SRP in brief: slowing down
This past week features a spotlight on the role of ETFs in the structured product market and new staff announcement at two major French banks.
23 May 2023
Iosco tough cop on the beat, seeks answers on cryptos
The consultation report aims to address market integrity and investor protection issues in crypto-asset markets by Q4 2023.
01 Dec 2022
UK regulator announces code of conduct for ESG products
As financial services firms integrate ESG into their activities and expand their ESG-focussed products, they are increasingly reliant on third party ESG data and ratings services.