06 Oct 2025
The transaction is intended to expand GSR’s US services and develop additional regulated capabilities for institutions.
02 Oct 2025
US regulators are pinpointing the increasing degree of complexity in product spaces adjacent to structured products.
25 Sep 2025
The company also aims to develop tokenised debt and structured products to meet specific investor demand.
22 Jul 2025
The latest industry webinar on the US structured investment product landscape provided critical insights into market trends, regulatory priorities and future expectations.
05 Feb 2025
The exchange-traded note (ETN) issued by Credit Suisse has caused a loss of US$11.1m after being ‘inappropriately’ recommended by an advisor on the Fidelity brokerage platform.
02 Dec 2024
It was a busy week for the US index-linked annuity market, and elsewhere.
28 Nov 2024
Finra’s penalty is directed to one of the firm’s advisor embroiled in a total of 20 customer disputes.
20 Nov 2024
Finra has imposed sanctions on a Georgia-based broker-dealer over its mis-selling of XIV, a now-defunct exchange-traded note (ETN) issued by Credit Suisse.
21 Oct 2024
The past week saw the release of two exclusive market reviews prepared by our SRP editorial team.
16 Oct 2024
Stifel ordered to pay US$14.2m in Finra arbitration over failure to supervise recommendations of structured note investments.
26 Sep 2024
The late afternoon session of the Mayer Brown masterclass at SRP Americas 2024 was led by counsel Brad Berman and partner Steffen Hemmerich – they discussed regulatory and compliance issues related to structured products, index providers, distributors and social media.
15 Aug 2024
The former Dropbox executive is seeking to recover US$225m in damages from J.P. Morgan due to “exorbitant” undisclosed fees on 35 structured notes.