09 Dec 2025
SEC blocks ultra-leveraged ETFs from nine providers
The US regulator has halted the review of over 100 ETFs with a leverage of 3x or 5x, citing concern around value-at-risk (VaR).
08 Dec 2025
SEC committee urges focus on AI and on-chain market rules
SEC chair Paul Atkins (pictured) called for principles-based disclosures on AI and a measured approach to tokenisation to safeguard investor confidence.
27 Nov 2025
Nasdaq seeks SEC approval on increased IBIT options limits
The proposal aims to fulfil a rising demand for ‘hedging vehicles and income-generating strategies’ on the largest Bitcoin ETF.
27 Nov 2025
SEC investor advocate to depart in Jan 2026
Firvida led research on registered index-linked annuities and advanced disclosure reforms for retirement investors.
21 Nov 2025
US regulators tightens oversight on structured products amid complexity concerns
The regulator plans to probe the reasoning behind product selection, conflict management and disclosure practices as complex investments gain weight on retail investor portfolios.
14 Nov 2025
People: InspereX’s head of WM solutions exits, UBS appoints EQD head for Taiwan
Also, Nomura IWM names North Asia chief investment officer; LPA bolster coverage of UK & Ireland; and SEC deputy enforcement director departs.
14 Nov 2025
SEC chairman Atkins shares crypto 'token taxonomy' plan
Commissioner Peirce’s framework is cited as foundation for new regulatory approach.
23 Oct 2025
US digital asset market heats up with influx of diversified crypto ETFs
T. Rowe Price (TRP) and Proshares have filed for their first multi-bitcoin crypto ETFs in the US.
17 Oct 2025
Volatility Shares seeks SEC approval for 5x leveraged trackers
The submission outlines 27 ETFs across both 3x and 5x leverage tiers, with an effective date listed as 29 December. If approved, these would represent some of the most highly leveraged crypto-related instruments available to US investors.
13 Oct 2025
Finra launches learning platform for crypto and blockchain technologies
Areas of focus include the structure of the crypto ecosystem and markets, considerations for firms interacting with crypto assets, and common fraud schemes involving digital assets
10 Oct 2025
Ondo Finance acquires Oasis Pro to expand US operations
The acquisition grants Ondo Finance access to regulatory credentials, enabling it to operate within the US financial system under existing legal frameworks.
06 Oct 2025
GSR moves to acquire SEC-registered broker-dealer firm
The transaction is intended to expand GSR’s US services and develop additional regulated capabilities for institutions.