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SEC

Products
Volatility Shares seeks SEC approval for 5x leveraged trackers

17h

Volatility Shares seeks SEC approval for 5x leveraged trackers

The submission outlines 27 ETFs across both 3x and 5x leverage tiers, with an effective date listed as 29 December. If approved, these would represent some of the most highly leveraged crypto-related instruments available to US investors.

Market
Finra launches learning platform for crypto and blockchain technologies

13 Oct 2025

Finra launches learning platform for crypto and blockchain technologies

Areas of focus include the structure of the crypto ecosystem and markets, considerations for firms interacting with crypto assets, and common fraud schemes involving digital assets

Market
Ondo Finance acquires Oasis Pro to expand US operations

10 Oct 2025

Ondo Finance acquires Oasis Pro to expand US operations

The acquisition grants Ondo Finance access to regulatory credentials, enabling it to operate within the US financial system under existing legal frameworks.

Market
GSR moves to acquire SEC-registered broker-dealer firm

06 Oct 2025

GSR moves to acquire SEC-registered broker-dealer firm

The transaction is intended to expand GSR’s US services and develop additional regulated capabilities for institutions.

Products
21X to expand its on-chain exchange in US after Europe launch

06 Oct 2025

21X to expand its on-chain exchange in US after Europe launch

The exchange will facilitate trading in tokenised stocks, bonds, private equity, real estate, and investment funds.

Regulation
SRP Americas 2025: opening the door for innovation

02 Oct 2025

SRP Americas 2025: opening the door for innovation

US regulators are pinpointing the increasing degree of complexity in product spaces adjacent to structured products.

Regulation
SEC streamlines digital asset ETP listings, but not without dissent

18 Sep 2025

SEC streamlines digital asset ETP listings, but not without dissent

The regulators approval was met with criticism from within its own ranks.

Regulation
US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules

22 Jul 2025

US regulation: uncertain tax policies, potential tariff impacts and evolving bank rules

The latest industry webinar on the US structured investment product landscape provided critical insights into market trends, regulatory priorities and future expectations.

Regulation
SEC provides further clarity on crypto ETPs

11 Jul 2025

SEC provides further clarity on crypto ETPs

The latest guidance covers a range of disclosures included in registration statements of crypto asset exchange-traded products (ETPs).

People
People: SG-Forge’s head of sales shifts to Keyrock

30 Jun 2025

People: SG-Forge’s head of sales shifts to Keyrock

Also, SEC names director of markets & trading division; Nasdaq appoints head of sales Europe at Nadaq; Esma appoints chairwoman, and more.

Market
Latest: US advisors see value in structured products, SEC recalibrates enforcement program

19 Jun 2025

Latest: US advisors see value in structured products, SEC recalibrates enforcement program

A survey by iCapital shows that advisors see support for personalisation and value in structured investments; Leonteq becomes market maker on BX exchange; new structured products advisory launches in Switzerland; STOXX deploys defense index.

Market
Latest: Indian regulator strengthens equity index derivatives framework

10 Oct 2024

Latest: Indian regulator strengthens equity index derivatives framework

This roundup includes the latest developments at Sebi, Luma, the London Stock Exchange, and Calamos, among others.