31 Jul 2026
Finra enforcement review highlights governance priorities on complex products
Recommendations reinforce focus on supervision, disclosure and...
28 Jul 2026
SFC fines China fund manager over structured notes-linked private fund failures
The regulator said the asset manager entered into unnecessarily...
22 Jul 2026
Taishin Securities hit with ETF and ETN restrictions after FSC action
Taiwan’s FSC has taken disciplinary action against Taishin Securities...
14 Jul 2026
Taiwan regulator turns spotlight on next generation of outcome-oriented products
The latest reforms highlight growing regulatory scrutiny around...
30 Jun 2026
French regulators flag governance and disclosure gaps
A joint review found wide variations in structured product fees and...
04 Jun 2026
SRP France 2026: VfM and investor understanding reshape structured products debate
Industry representatives and regulatory experts said Value for Money...
22 Apr 2026
Post Priips regime demands stronger data not softer rules
The UK’s move from Priips to the more flexible CCI regime does not...
23 Feb 2026
Eusipa sets 2026 focus on structured products risk mapping
Eusipa’s secretary general has outlined the association’s priorities...
20 Feb 2026
Finra eases retail performance projections ban
Proposed amendments would let firms include forward-looking return...
06 Jan 2026
SCMHK hit with HK$4M SFC fine over crypto product breaches
The products provider failed to meet specific procedures for...
09 Dec 2025
Structured products in the spotlight as FCA sets out CCI requirements
The UK’s retail investment landscape is bracing itself for another...
21 Nov 2025
US regulators tightens oversight on structured products amid complexity concerns
The regulator plans to probe the reasoning behind product selection,...