Insights by Tag:

Consumer duty

Regulation
Structured products in the spotlight as FCA sets out CCI requirements

09 Dec 2025

Structured products in the spotlight as FCA sets out CCI requirements

The UK’s retail investment landscape is bracing itself for another regulatory shake-up.

Regulation
FCA flags fair value concerns at CFD providers

14 Nov 2025

FCA flags fair value concerns at CFD providers

The UK’s financial regulator has warned contracts for difference (CFD) providers to improve how they deliver fair value after a review found several firms falling short of Consumer Duty standards.

Market
New research reveals investor shift toward growth and protection

03 Nov 2025

New research reveals investor shift toward growth and protection

New UK government consumer research among investors opens new opportunities to the structured products market given shifting investor priorities.

Regulation
FCA orders cooling-off periods on crypto ETNs

28 Oct 2025

FCA orders cooling-off periods on crypto ETNs

The regulator has outlined its crypto roadmap, setting out plans to bring crypto assets into its regulation and guidelines for firms looking to offer crypto exchange traded notes.

Regulation
FCA sets out plan to remove Consumer Duty burdens, targets complex ETPs

07 Oct 2025

FCA sets out plan to remove Consumer Duty burdens, targets complex ETPs

The regulator’s priorities for the remainder of 2025 to 2026, include embedding the rules, support for firms and sector-specific focus areas.

Regulation
UKSPA: concerns around complexity in determining risk under CCI regime

11 Feb 2025

UKSPA: concerns around complexity in determining risk under CCI regime

The FCA consultation on the Consumer Composite Investments Regime released by the UK regulator just before the holidays will supersede disclosure requirements under the European Priips and Ucits regimes.

Technology
Socius: leveraging structuring to build retirement portfolios

21 Mar 2024

Socius: leveraging structuring to build retirement portfolios

UK fintech provider Socius Technologies offers three products: a structured product administration platform that digitises paper-based processes, an account management system that allows product providers to provide personalised strategies, and a quantitative framework called SPERO to evaluate savings and retirement income strategies.

Products
Buy-side view: portfolios are better off with at least 25% of structured products

07 Mar 2024

Buy-side view: portfolios are better off with at least 25% of structured products

Activity in the UK structured products market continues to pick up after years of subdued inertia.

Market Reviews
UK Market Review, March 2023: focus on the consumer

25 Apr 2023

UK Market Review, March 2023: focus on the consumer

One hundred and eighteen products were added to the UK database in March.

Events
SRP Europe 2023: Priips, the political hot potato

23 Mar 2023

SRP Europe 2023: Priips, the political hot potato

A panel of market participants discussed upcoming revisions and updates to major investment directives, whilst looking at the differences between the EU and UK rules, during the SRP Europe 2023 Conference in London.

Market Reviews
UK Market Review, January 2023: FCA checks Consumer Duty progress

27 Feb 2023

UK Market Review, January 2023: FCA checks Consumer Duty progress

One hundred and three products were added to the UK database in January, a 75% increase compared to the same month last year.

Regulation
Getting to grips with Consumer Duty

15 Feb 2023

Getting to grips with Consumer Duty

The UK regulator Financial Conduct Authority (FCA) is in the advanced stages of implementing its new “Consumer Duty” directive.