18h
Miami broker fined for compliance lapses in offshore notes sales
The firm engaged in US$650m offshore transactions primarily involving structured products, and served clients ‘who were potentially located in the US’.
20h
DeFi Technologies back in black in 2025, names new audit chair
The digital asset firm reported sharp growth in revenue and profit, supported by its ETP business and trading operations.
21h
InspereX to acquire Financial Northeastern
The deal brings long-standing brokered CD specialist under InspereX Holdings as founders remain in office through the transition.
31 Mar 2026
Defiance breaks new ground with autocallable ETFs on Bitcoin and commodities
The US$8 billion fund manager is taking autocallable ETFs beyond traditional equities with scheduled launches linked to Bitcoin and precious metals.
30 Mar 2026
TradeStation taps Trade Ideas to streamline workflows
The tie-up allows the online broker clients to access TradeStation’s self clearing brokerage and commission-free equities trading.
30 Mar 2026
Vanguard unveils target maturity corporate bond ETF suite
The Nasdaq-listed funds seek to offer diversified exposure across corporate bond issuers while maintaining a structure that holds securities to maturity.
30 Mar 2026
Global X rolls out NYSE 100 ETF
The launch follows the inception of the NYSE 100 Index, drawing constituents from major US exchanges.
30 Mar 2026
Halo plugs Derivaty to its marketplace for risk management
The collaboration aims to streamline adviser workflows and broaden access to structured, options-driven portfolio protection.
27 Mar 2026
MSCI launches daily private markets indices
The new offering delivers daily benchmark-grade signals to help investors track private market movements between quarterly reports.
27 Mar 2026
iCapital brings alternatives to BlackRock’s Aladdin
Advisers on the wealth platform will be able to navigate the entire alternative investment lifecycle within a single workflow.
27 Mar 2026
Wellesley launches Miller Convertible Total Return ETF
The convertible securities, as an asset class, blends features of both equities and fixed-income instruments.
26 Mar 2026
Mass affluent households represent $25tn opportunity: Cerulli
The segment is growing in size and importance as total US household assets cross US$100trillion.