09 Nov 2026
Finra fines Webull US$4.2m over AML and best execution failures
The US regulator found deficiencies in customer identity checks, suspicious activity monitoring and the review of trade execution quality.
2h
American Century launches emerging markets active ETF
The new fund combines fundamental company research with a systematic portfolio construction process.
2h
SIMON Markets founder joins AI wealth firm Moment
The former iCapital executive will advise the AI-focused wealth management firm as it develops its technology offering.
2h
ETPs outpace structured products on Warsaw Stock Exchange
Trading in ETFs, ETNs and ETCs increased by 49.1% year on year, while turnover in structured products fell 15.8%.
2h
CSOP debuts leveraged product linked to Japan’s Kioxia
The 1.25x daily leveraged product will provide exposure to the memory chip maker as demand for AI infrastructure drives interest in the semiconductor sector.
4h
Solactive teams up with Samsung Securities to list six commodity-linked ETNs in Korea
The suite of long and inverse financial instruments offers Korean investors precise upward and downward exposure to major industrial and precious metals.
06 Nov 2026
Global structured products shift towards capital-at-risk autocallable payoffs (part 2)
The global market's capital protection profile has changed significantly since 2021, reflecting the shift in the interest rate environment.
06 Nov 2026
HashKey Capital enters structured products market
The new business line brings a range of standardised and bespoke structured solutions for professional and institutional investors.
06 Nov 2026
RBC hires Mizuho banker to lead global strategic equity solutions
The appointment strengthens the bank's global equity capital markets capabilities, with a focus on corporate derivatives and equity-linked financing.
06 Nov 2026
Product wrap: SG protects capital with worst-of thematic basket MTN, Intesa raises €185m via resource-tilted certificates
In this week’s wrap, we look at a selection of structured products with strike dates between 1-7 November 2026.
06 Nov 2026
Canadian millennials save regularly but face barriers to building wealth, report
Two-thirds of Canadian millennials save or invest at least monthly, but affordability pressures are limiting how much they can put aside, shows Haventree Bank report.
06 Nov 2026
FIS survey finds US consumers trust AI more to prevent fraud than make payments
FIS said the results suggest financial institutions introducing artificial intelligence (AI)-enabled services may gain greater acceptance by focusing initially on security and fraud prevention rather than autonomous financial activity.