10h
Autocallable ETF coupon records can mask underlying principal risk, analysis finds
Quarterly coupon payments do not necessarily reflect the downside risks faced by the underlying notes, with a historical replay of the 2022 equity-market decline showing how autocall notes can spend extended periods below principal barriers without necessarily missing coupons.
11h
Citi equities revenues rise 14% despite derivatives decline
The US bank’s Markets revenues increased six percent in Q3 2026, with prime services and Asia supporting growth in equities.
11h
SIX turnover exceeds 2025 total, listings reach 275k
Ten months in and the combined turnover for 2026 has already exceeded last year’s total.
12h
RBC appoints global head of macro and spread products structuring
The newly created role brings the bank's macro and spread structuring activities under a single leadership structure.
12h
Taiwan's CTBC Securities fined after regulatory violations
The country’s regulator has taken disciplinary action against CTBC Securities for a series of compliance failures, including allowing non-professional investors to purchase foreign virtual asset ETFs.
14h
Vanguard extends proxy voting choice to all US equity index funds
The firm is expanding its Investor Choice programme to its full range of US equity index products, bringing the initiative to US$8.2 trillion in eligible assets.
14h
Kai taps ex-QVR duo to launch KaiConvex institutional funds
The firm uses exchange-traded options overlays and box spreads to deliver cost-effective downside protection for institutions and family offices.
15h
DeepVest publishes AI tool evaluation guide for RIAs
The white paper draws on Securities and Exchange Commission (SEC)'s examination priorities and Treasury guidance to help financial advisers assess artificial intelligence (AI) risks and vendor controls.
16h
Cboe launches binary options on Mini-Russell 2000 Index
The launch will give investors a way to trade on short-term movements in US small-cap stocks.
16h
Shinhan launches actively managed covered call ETF
The actively managed covered call exchange-traded fund (ETF) tracks the Kospi 200, with monthly distributions funded partly by premiums from selling call options.
16h
Institutional asset owners rotate capital from mutual funds to ETFs: Funds Europe study
The survey highlights 73% of owners funding exchange-traded fund (ETF) positions from active mutual funds, even as eight in 10 managers brace for product cannibalisation.
16h
Virtune debuts AI-focused index strategy in Sweden and Germany
The physically backed vehicle marks the firm’s 25th exchange-traded product (ETP), tracking 13 digital assets linked to the emerging agent economy.