19 Jan 2026
SFC alerts for AI investment scheme tied to Gold Fun and AGA
HK’s securities regulator has warned the public about a suspicious AI themed investment product promoted by two companies, citing concerns over authorisation and investor withdrawals.
10 Dec 2025
Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities
The regulator's reforms reflect practical industry insight into structured product design.
09 Dec 2025
Structured products in the spotlight as FCA sets out CCI requirements
The UK’s retail investment landscape is bracing itself for another regulatory shake-up.
27 Nov 2025
Natixis: geopolitical tensions, AI bubble fears among top investor worries
The survey involved 515 global institutional investors in 29 countries who collectively manage US$29.9 trillion in assets.
21 Nov 2025
US regulators tightens oversight on structured products amid complexity concerns
The regulator plans to probe the reasoning behind product selection, conflict management and disclosure practices as complex investments gain weight on retail investor portfolios.
17 Nov 2025
Korean regulators introduce tougher rules for leveraged ETF investors
South Korean regulators will now require mandatory education and mock trading for retail investors seeking to access high risk overseas derivatives.
13 Nov 2025
Iosco outlines rules for neo-brokers, digital-first platforms
The report states that neo-brokers need clear global standards to address risks in fee transparency, revenue conflicts and system reliability.
12 Nov 2025
BSW: structured products need a fair chance in regulation and retirement planning
As BaFin’s turbo restrictions loom, the BSW chief outlines the association’s push for greater clarity on costs, risks and the true value of structured products.
30 Oct 2025
Mayer Brown: industry relieved as full ban on turbos avoided
The law firm points that the new rules will have a practical impact on distributors in Germany.
28 Oct 2025
FCA orders cooling-off periods on crypto ETNs
The regulator has outlined its crypto roadmap, setting out plans to bring crypto assets into its regulation and guidelines for firms looking to offer crypto exchange traded notes.
17 Oct 2025
Iosco calls for unified global oversight of crypto, digital assets
The global securities watchdog IOSCO says regulators need to act more quickly to create consistent rules and protect investors in crypto markets.
16 Oct 2025
Bafin cracks down on turbo certificates sold to retail investors
The German regulator has issued a general order with several requirements aimed at enhancing investor protection due to the high risk and complexity associated with turbo certificates.