Insights by Tag:

investor protection

Regulation
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03 Jul 2026

Finma flags risks around use of structured products in discretionary portfolios

The Swiss regulator is pointing at recurring supervisory failures...

Regulation
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30 Jun 2026

French regulators flag governance and disclosure gaps

A joint review found wide variations in structured product fees and...

Regulation
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10 Jun 2026

UK retail funds set for limited crypto ETN access under FCA proposal

A proposed rule change would enable UK authorised funds to hold crypto...

Market
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04 Jun 2026

SRP France 2026: VfM and investor understanding reshape structured products debate

Industry representatives and regulatory experts said Value for Money...

Market
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11 May 2026

CMC Markets enters German certificates space

The UK-based financial services company that provides online trading...

Regulation
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22 Apr 2026

Post Priips regime demands stronger data not softer rules

The UK’s move from Priips to the more flexible CCI regime does not...

Regulation
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17 Mar 2026

CUE targets ‘understanding gap’ as FCA raises the bar on consumer duty

The launch comes as a response to mounting pressure from the Financial...

Regulation
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20 Feb 2026

Finra eases retail performance projections ban

Proposed amendments would let firms include forward-looking return...

Regulation
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16 Feb 2026

ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots

The regulator is calling for increased oversight of the EU’s largest...

Regulation
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19 Jan 2026

SFC alerts for AI investment scheme tied to Gold Fun and AGA

HK’s securities regulator has warned the public about a suspicious AI...

Regulation
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10 Dec 2025

Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities

The regulator's reforms reflect practical industry insight into...

Regulation
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09 Dec 2025

Structured products in the spotlight as FCA sets out CCI requirements

The UK’s retail investment landscape is bracing itself for another...