20 Feb 2026
Finra eases retail performance projections ban
Proposed amendments would let firms include forward-looking return...
16 Feb 2026
ECB urges EU-wide oversight of large asset managers to reduce systemic blind spots
The regulator is calling for increased oversight of the EU’s largest...
19 Jan 2026
SFC alerts for AI investment scheme tied to Gold Fun and AGA
HK’s securities regulator has warned the public about a suspicious AI...
10 Dec 2025
Exclusive: UKSPA - final CCI rules strike balance between consumer protection and product realities
The regulator's reforms reflect practical industry insight into...
09 Dec 2025
Structured products in the spotlight as FCA sets out CCI requirements
The UK’s retail investment landscape is bracing itself for another...
27 Nov 2025
Natixis: geopolitical tensions, AI bubble fears among top investor worries
The survey involved 515 global institutional investors in 29 countries...
21 Nov 2025
US regulators tightens oversight on structured products amid complexity concerns
The regulator plans to probe the reasoning behind product selection,...
17 Nov 2025
Korean regulators introduce tougher rules for leveraged ETF investors
South Korean regulators will now require mandatory education and mock...
13 Nov 2025
Iosco outlines rules for neo-brokers, digital-first platforms
The report states that neo-brokers need clear global standards to...
12 Nov 2025
BSW: structured products need a fair chance in regulation and retirement planning
As BaFin’s turbo restrictions loom, the BSW chief outlines the...
30 Oct 2025
Mayer Brown: industry relieved as full ban on turbos avoided
The law firm points that the new rules will have a practical impact on...
28 Oct 2025
FCA orders cooling-off periods on crypto ETNs
The regulator has outlined its crypto roadmap, setting out plans to...