3h
Finra Penalises American Portfolios over early UIT sales practices
Finra said three representatives caused 295 investors to incur more than US$1.23m in unnecessary fees through frequent recommendations to sell unit investment trusts (UITs) before maturity.
19h
InspereX sees index innovation reshaping structured investment solutions
The US distributor is expanding its role across structured products, ETFs and annuities, with custom strategy indices increasingly central to how advisers access outcome-oriented investments.
21h
Global Atlantic floats FIA with lifetime income and deferral bonus features
The product adds multi-index crediting and two rider options for earlier or deferred income activation.
22h
Richardson Wealth to rebrand as Nobelia Wealth
Richardson Wealth plans to rebrand as Nobelia Wealth later this year as the firm looks to build on its wealth management business under the ownership of iA Financial Group.
22 Sep 2026
Startrader expands 24/7 CFD offering with 49 stocks and ETFs
Startrader has added 49 stock and ETF CFDs to its platform, including US technology names, leveraged semiconductor ETFs and selected Asian-listed shares.
22 Sep 2026
Yorkville America launches bearish Mangos Plus ETF strategy
The exchange-traded fund (ETF) seeks to generate returns equal to twice the opposite of FRUT ETF's daily performance and is intended for investors who actively monitor leveraged positions.
22 Sep 2026
Younger Americans rethinking wealth building: U.S. Bank survey
Younger Americans are starting to invest earlier than previous generations, but many say they feel further away from their financial goals.
22 Sep 2026
SEC grants temporary exemption for tokenised stock trading venues
A temporary exemption would permit certain tokenised stock trading platforms to operate outside the Exchange Act's definition of an exchange, subject to conditions aimed at investor protection and market oversight.
22 Sep 2026
Calamos converts SMID growth mutual fund into CTAG ETF
The Calamos Timpani Active SMID Growth ETF is the first actively managed mutual fund converted into an ETF to be listed on the Texas Stock Exchange.
21 Sep 2026
Global X sees structured ETFs broadening reach of options-based strategies
The ETF provider is expanding its range of income-oriented and risk-managed products as systematic strategies and rules-based indices make derivatives-based exposures more accessible to investors.
21 Sep 2026
Westwood launches power and infrastructure ETF on Texas Stock Exchange
Westwood has launched a power and infrastructure-focused exchange-traded fund (ETF), which became the first fund to debut on the Texas Stock Exchange.
21 Sep 2026
2factor launches leveraged product for Coinbase tokenised stocks
The firm has launched an on-chain leveraged investment product for Coinbase’s tokenised stocks on Base, targeting long-term investors.