31 Jul 2026
Finra enforcement review highlights governance priorities on complex products
Recommendations reinforce focus on supervision, disclosure and risk-based controls as complex product distribution evolves.
31 Jul 2026
Cleary appoints Lin Yu as derivatives partner
Lin Yu joins Cleary Gottlieb's New York capital markets team to strengthen its derivatives practice.
31 Jul 2026
Toews introduces hedged equity framework
The firm has launched a portfolio framework and investor education programme focused on hedged equity strategies.
31 Jul 2026
CAIS raises US$170m from Vista Equity Partners, AllianceBernstein, others
The fresh investment expands the platform’s shareholder base across major asset managers and supports continued growth in adviser adoption.
31 Jul 2026
Corgi Funds turns to Clearwater for ETF scale-up
The fast-growing exchange-traded fund (ETF) issuer is leveraging Clearwater’s technology and managed services to support institutional-scale operations as its fund roster continues to expand.
31 Jul 2026
Direxion launches Defined Income Boost ETF lineup
The six exchange-traded funds (ETFs) track high-profile growth stocks and seek to provide a defined level of income through a rules-based options strategy.
30 Jul 2026
FutureSports sees structured products following launch of sports performance indexes
The Chicago-based index provider expects structured products to follow the development of listed derivatives markets, with sports performance benchmarks designed to support applications across futures, ETFs and OTC products.
30 Jul 2026
Amplify launches actively managed Bitcoin ETF
The exchange-traded fund (ETF) uses technical market signals to adjust its Bitcoin exposure between 70% and 150%.
30 Jul 2026
Waverly acquires InVista Advisors to expand wealth management platform
The acquisition brings US$332m in assets and marks the adviser’s fifth Alabama location as it continues to scale across the US.
30 Jul 2026
State Street to acquire Santander CACEIS Latam Securities Services
The proposed acquisition will expand State Street's asset servicing business across Brazil, Mexico and Colombia.
30 Jul 2026
CSA and CIRO issue guidance on foreign-listed ETFs
The guidance outlines regulatory expectations for the marketing and sale of foreign-listed exchange-traded funds (ETFs) to Canadian investors.
30 Jul 2026
Harding Loevner taps Northern Trust for US ETF debut
The appointment supports Harding Loevner’s entry into the US exchange-traded fund (ETF) market and marks the first client mandate for Northern Trust’s US ETF servicing platform.