12h
Autocallable ETF coupon records can mask underlying principal risk, analysis finds
Quarterly coupon payments do not necessarily reflect the downside risks faced by the underlying notes, with a historical replay of the 2022 equity-market decline showing how autocall notes can spend extended periods below principal barriers without necessarily missing coupons.
13h
Citi equities revenues rise 14% despite derivatives decline
The US bank’s Markets revenues increased six percent in Q3 2026, with prime services and Asia supporting growth in equities.
16h
Vanguard extends proxy voting choice to all US equity index funds
The firm is expanding its Investor Choice programme to its full range of US equity index products, bringing the initiative to US$8.2 trillion in eligible assets.
17h
Kai taps ex-QVR duo to launch KaiConvex institutional funds
The firm uses exchange-traded options overlays and box spreads to deliver cost-effective downside protection for institutions and family offices.
17h
DeepVest publishes AI tool evaluation guide for RIAs
The white paper draws on Securities and Exchange Commission (SEC)'s examination priorities and Treasury guidance to help financial advisers assess artificial intelligence (AI) risks and vendor controls.
18h
Cboe launches binary options on Mini-Russell 2000 Index
The launch will give investors a way to trade on short-term movements in US small-cap stocks.
19h
A5X and MSCI partner to roll out index derivatives in Brazil
The move aims to expand global market access for local retail and institutional participants.
19h
Themes ETFs files for three Anthropic-linked ETFs
The products aim to deliver leveraged and inverse exposure to Anthropic common stock, reflecting differing investor views on the artificial intelligence (AI) company's prospects.
20h
ProShares to launch leveraged and inverse ETFs tied to Anthropic IPO
The two exchange-traded funds (ETFs) offer 2x and -2x daily exposure to Anthropic shares.
21h
ProShares plans leveraged and inverse ETFs tied to Anthropic IPO
The two exchange-traded funds (ETFs) offer 2x and -2x daily exposure to Anthropic shares.
09 Nov 2026
Finra fines Webull US$4.2m over AML and best execution failures
The US regulator found deficiencies in customer identity checks, suspicious activity monitoring and the review of trade execution quality.
09 Nov 2026
American Century launches emerging markets active ETF
The new fund combines fundamental company research with a systematic portfolio construction process.