20 Oct 2025
HK regulator fines UBS over professional investor misclassification
The SFC says the failings led the Swiss bank to sell professional investor-restricted products, such as accumulators and decumulators, to non-professional investor clients for 12 years.
17 Oct 2025
UBS poaches SocGen’s ex-Apac flow strategy head
The industry veteran joins the Swiss bank after almost 10 years with the French bank.
09 Oct 2025
Citadel Securities snaps up ex-UBS Apac flow derivatives sales head
The sales veteran takes on a newly created role at the US market maker after 14 years with the Swiss bank.
08 Oct 2025
UBS: unlocking the power of systematic solutions
As markets grow more complex and data-driven, quantitative investment strategies (QIS) are playing an increasingly critical role in portfolio construction and risk management.
26 Sep 2025
Product wrap: little appetite for bitcoin in Italy, UBS lookback tracks FTSE defence play in France
In this week’s wrap we look at a selection of structured products with strike dates between 21-27 September 2025.
01 Sep 2025
UBS Apac structuring head shifts to Dubai
The veteran structurer has taken up a new global role at boutique wealth manager Klay Group after over a decade with UBS.
31 Jul 2025
People: InspereX bets on technology, UBS hires new head of ETF and index fund sales
US fixed income and structured investments distribution and trading firm InspereX has appointed Ira Lehrman as chief technology officer.
30 Jul 2025
UBS back in top five issuer ranking globally, profits up despite RTPF noise
Profits double as strong trading revenue by UBS’ markets division offsets investment banking shortcomings.
25 Jul 2025
Product wrap: CACIB tracks IoT index, UBS buys the dip
In this week’s wrap we look at a selection of structured products with strike dates between 20-26 July 2025.
11 Jul 2025
UBS Japan’s global markets co-head exits
The Swiss bank’s global markets unit in Japan will be led solely by the division's other co-head on an ad-interim basis.
11 Jul 2025
Product wrap: autoswitch makes comeback in Belgium
In this week’s wrap we look at a selection of structured products with strike dates between 6-12 July 2025.
23 May 2025
UBS in the spotlight as RTPFs hit investors
The Swiss bank faces client compensation claims over losses in complex FX derivatives.