Insights by Tag:

UBS

Regulation
HK regulator fines UBS over professional investor misclassification

20 Oct 2025

HK regulator fines UBS over professional investor misclassification

The SFC says the failings led the Swiss bank to sell professional investor-restricted products, such as accumulators and decumulators, to non-professional investor clients for 12 years.

People
UBS poaches SocGen’s ex-Apac flow strategy head

17 Oct 2025

UBS poaches SocGen’s ex-Apac flow strategy head

The industry veteran joins the Swiss bank after almost 10 years with the French bank.

People
Citadel Securities snaps up ex-UBS Apac flow derivatives sales head

09 Oct 2025

Citadel Securities snaps up ex-UBS Apac flow derivatives sales head

The sales veteran takes on a newly created role at the US market maker after 14 years with the Swiss bank.

Market
UBS: unlocking the power of systematic solutions

08 Oct 2025

UBS: unlocking the power of systematic solutions

As markets grow more complex and data-driven, quantitative investment strategies (QIS) are playing an increasingly critical role in portfolio construction and risk management.

Products
Product wrap: little appetite for bitcoin in Italy, UBS lookback tracks FTSE defence play in France

26 Sep 2025

Product wrap: little appetite for bitcoin in Italy, UBS lookback tracks FTSE defence play in France

In this week’s wrap we look at a selection of structured products with strike dates between 21-27 September 2025.

People
UBS Apac structuring head shifts to Dubai

01 Sep 2025

UBS Apac structuring head shifts to Dubai

The veteran structurer has taken up a new global role at boutique wealth manager Klay Group after over a decade with UBS.

People
People: InspereX bets on technology, UBS hires new head of ETF and index fund sales

31 Jul 2025

People: InspereX bets on technology, UBS hires new head of ETF and index fund sales

US fixed income and structured investments distribution and trading firm InspereX has appointed Ira Lehrman as chief technology officer.

Market
UBS back in top five issuer ranking globally, profits up despite RTPF noise

30 Jul 2025

UBS back in top five issuer ranking globally, profits up despite RTPF noise

Profits double as strong trading revenue by UBS’ markets division offsets investment banking shortcomings.

Products
Product wrap: CACIB tracks IoT index, UBS buys the dip

25 Jul 2025

Product wrap: CACIB tracks IoT index, UBS buys the dip

In this week’s wrap we look at a selection of structured products with strike dates between 20-26 July 2025.

People
UBS Japan’s global markets co-head exits

11 Jul 2025

UBS Japan’s global markets co-head exits

The Swiss bank’s global markets unit in Japan will be led solely by the division's other co-head on an ad-interim basis.

Products
Product wrap: autoswitch makes comeback in Belgium

11 Jul 2025

Product wrap: autoswitch makes comeback in Belgium

In this week’s wrap we look at a selection of structured products with strike dates between 6-12 July 2025.

Market
UBS in the spotlight as RTPFs hit investors

23 May 2025

UBS in the spotlight as RTPFs hit investors

The Swiss bank faces client compensation claims over losses in complex FX derivatives.