14 Nov 2025
People: InspereX’s head of WM solutions exits, UBS appoints EQD head for Taiwan
Also, Nomura IWM names North Asia chief investment officer; LPA bolster coverage of UK & Ireland; and SEC deputy enforcement director departs.
12 Nov 2025
UBS hires long-standing financial adviser from Morgan Stanley
The adviser, specialised in structured products, is joining in Connecticut after serving Morgan Stanley for 20 years.
11 Nov 2025
RBC nabs US$1.2bn UBS team in US push
RBC Wealth Management is expanding its US reach by poaching a team from UBS with US$1.2 billion in assets under management.
10 Nov 2025
Former UBS executives launch systematic solutions firm
Future Index Partners has developed a series of replicable indices designed for ETFs, structured products and AMCs.
24 Oct 2025
RBC taps UBS in equity derivatives build out
The Canadian bank continues to build out its equity derivatives capabilities in the US market following several recent appointments in its Emea EQD and QIS teams.
20 Oct 2025
HK regulator fines UBS over professional investor misclassification
The SFC says the failings led the Swiss bank to sell professional investor-restricted products, such as accumulators and decumulators, to non-professional investor clients for 12 years.
17 Oct 2025
UBS poaches SocGen’s ex-Apac flow strategy head
The industry veteran joins the Swiss bank after almost 10 years with the French bank.
09 Oct 2025
Citadel Securities snaps up ex-UBS Apac flow derivatives sales head
The sales veteran takes on a newly created role at the US market maker after 14 years with the Swiss bank.
08 Oct 2025
UBS: unlocking the power of systematic solutions
As markets grow more complex and data-driven, quantitative investment strategies (QIS) are playing an increasingly critical role in portfolio construction and risk management.
26 Sep 2025
Product wrap: little appetite for bitcoin in Italy, UBS lookback tracks FTSE defence play in France
In this week’s wrap we look at a selection of structured products with strike dates between 21-27 September 2025.
01 Sep 2025
UBS Apac structuring head shifts to Dubai
The veteran structurer has taken up a new global role at boutique wealth manager Klay Group after over a decade with UBS.
31 Jul 2025
People: InspereX bets on technology, UBS hires new head of ETF and index fund sales
US fixed income and structured investments distribution and trading firm InspereX has appointed Ira Lehrman as chief technology officer.