Tag: Regulation
SRP in brief: moving forward
International | Industry
31 Jul 2023 by Amélie Labbe
A high-profile move at Citi, regulation moves in Canada and Monex first to move into Sofr in Mexico
Digital assets: SG Forge gets first crypto license in France
International | Industry
25 Jul 2023 by Jocelyn Yang and Summer Wang
FalconX and CF Benchmarks create institutional-grade cryptocurrency derivatives; Nasdaq halts plan for crypto custody service; OKX introduces dual currency play.
Canada regulator seeks margin rules for structured notes
North America | Regulations & Legal
25 Jul 2023 by SRP News
Proposal revises conservative approach initially sought by IIROC regarding margin requirements for structured products.
SRP France 2023: coming to terms with the EU Retail Investment Strategy
Europe | Conferences
19 Jul 2023 by SRP News
A panel discussion covering regulation and the different initiatives affecting the European and French markets raised questions about the upcoming EU Retail Investment Strategy (RIS) and its potential impact on the existing regulatory framework..
SRP France 2023: in transition towards customised ESG exposure
Europe | Conferences
18 Jul 2023 by Summer Wang
A group of panellists gathered at the 6th edition of SRP France Conference in Paris to discuss how clearer regulations and standards on ESG disclosure could lessen greenwashing.
Japan watchdog seeks penalty for structured bond mis-selling
Asia Pacific | Regulations & Legal
12 Jun 2023 by Summer Wang
A Japanese government body is urging regulators to punish Chibagin Securities for its alleged mis-selling of structured bonds involving two regional banks.
AFM fines BinckBank for infringement product governance rules
Europe | Regulations & Legal
08 Jun 2023 by SRP News
The Dutch regulator fines online turbo provider for not complying with EU product governance requirements.
10 years of structured products in Asia Pacific – 2016 to 2018
Asia Pacific | Products
03 May 2023 by SRP News
We take a look at developments between 2016 and 2018, during which product issuance ramped up and regulation shaped up
Qontigo: there is a shift towards customisation, best-in-class
International | Indices
16 Mar 2023 by Pablo Conde
The index provider is seeking to leverage its custom and bespoke capabilities to respond to demand for ESG strategies that go beyond exclusions.