Tag: FCA
UK Market Review, November 2019: debut for ESG index
Europe | Market Reviews
20 Dec 2019 by Velina Bulanova
Twenty-five products with estimated sales of £52m were added to the UK database in November. Some 37 products struck during the month while 33 products either matured naturally, or autocalled.
People: DB Wealth Management gets new head of global products & solutions for emerging markets
International | People
25 Oct 2019 by SRP News
And Solactive, the UK FCA and Citadel Securities also all announced key hires this week
UK Market Review - June 2019
Europe | Market Reviews
30 Jul 2019 by Velina Bulanova
Forty-six products worth an estimated £118m were added to the SRP UK database in June, up three products from the same period last year and eight products from the average monthly number of new investments added for the first half of the year.
Libor reform: Infrastructure to support new products is vital
Europe | Industry
04 Jul 2019 by Marc Wolterink
International regulators have been calling for alternative risk-free rates to replace interbank offered rates (Ibors). Such a transition is particularly urgent in the jurisdictions where the relevant Ibor will likely be discontinued.
UK Market Review - April 2019
Europe | Market Reviews
31 May 2019 by Velina Bulanova
Thirty-two retail products worth an estimated £89m were added to the UK database in April.
UK watchdog launches review of financial advice market
Europe | Regulations & Legal
10 May 2019 by Pablo Conde
The UK regulator is seeking input from the industry its proposed approach to reviewing the Retail Distribution Review (RDR) and the Financial Advice Market Review (FAMR).
UK Market Review - March 2019
Europe | Market Reviews
30 Apr 2019 by Velina Bulanova
A total of 37 retail products worth an estimated £103m were added to the UK database in March, an increase, both in issuance and sales, from the 28 products with a combined volume of £47m that were added the previous month.
UK Market Review - February 2019
Europe | Market Reviews
29 Mar 2019 by Velina Bulanova
Twenty-eight new products were added to the SRP UK database in February 2019. In addition, approximately 1,900 products are still live until the end of the month. On average, over the last year, the number of live products has been 1,890 products per month.
UK watchdog points at ‘poor application’ of Priips methodology
Europe | Regulations & Legal
28 Feb 2019 by Pablo Conde
The UK Financial Conduct Authority (FCA) has published the key findings of its supervisory work to assess the effectiveness of disclosure prompted by Priips/Mifid 2 requirements