Tag: UKSPA
Latest: Finra fines Schwab over disclosures on ETNs
International | Industry
22 Jun 2023 by SRP News
Schwab self-reported the issues with disclosures related to exchange-traded notes, which occurred from January 2016 to December 2020, to Finra.
UKSPA: demand for structured products remains strong, only 1.5% delivered a loss over the last five years
Europe | Products
21 Jun 2023 by SRP News
Structured products continue to meet the needs of a broad range of investors in the UK, according to the results from a recent consumer research released by the UK Structured Products Association (UKSPA).
FCA consumer duty puts manufacturers under the microscope
Europe | Regulations & Legal
26 Jan 2023 by Sybil Yorke
As the new guidelines loom, structured products issuers seem to be under the impression the work done to comply with the European regulation will tick all the boxes of the new UK rules.
UK Market Review, March 2020: sales and issuance remain flat
Europe | Market Reviews
08 Apr 2020 by Velina Bulanova
Forty-two products with estimated sales of £116.3m were added to the UK database in March, the same number as in the prior year month, SRP data shows.
UKSPA rolls out portfolio analysis tool, structured products outperformed again in 2019
Europe | Industry
02 Mar 2020 by Pablo Conde
In an industry first, the UK Structured Products Association (UKSPA) has launched Portfolio Optimiser – a free tool that enables advisers and wealth managers to see how structured products can complement and enhance a wider investment portfolio.
UK Market Review - May 2019
Europe | Market Reviews
02 Jul 2019 by Velina Bulanova
Twenty-seven structured products with estimated sales of £54m, were added to the UK database in May.