Tag: FCA
Latest: UK regulator tightens rules to reduce risk of mis-selling
International | Industry
04 Aug 2022 by SRP News
The UK Financial Conduct Authority (FCA) has finalised stronger rules to help tackle misleading adverts that encourage investing in high-risk products.
SRP Europe 2022: regulatory review: what works and what doesn’t
Europe | Conferences
08 Apr 2022 by SRP News
A group of five experts discussed the impact of key regulatory changes and how firms are navigating the product bans across Europe at the SRP Europe 2022 Conference, which was held on 23 and 24 March.
UK advisers: most of Priips disclosure material is ignored
Europe | Regulations & Legal
30 Sep 2021 by SRP News
The country’s association of advisers and investment managers is calling for a fundamental review of the Priips regime rather than a ‘sticking plaster’ approach.
SRP in brief: building blocks
International | Industry
20 Sep 2021 by Amélie Labbe
Société Générale is the latest of quite a few banks to add to its Apac team to grow its footprint in the region.
Latest: UK watchdog to halve number of investors in ‘high risk’ products by 2025
International | Industry
17 Sep 2021 by SRP News
The UK Financial Conduct Authority (FCA) is pressing ahead with tougher marketing restrictions and financial promotions rules, which could hit activity in the domestic structured products market.
UK Market Review, July 2021: summer boom in issuance
Europe | Market Reviews
11 Aug 2021 by Velina Bulanova
Fifty products were added to the SRP UK database in July.
SRP in brief: key figures
International | Industry
26 Jul 2021 by Amélie Labbe
It’s been another eventful week in the word of structured product senior staff moves, with several global banks announcing key hires in Asia Pacific.
Latest: UK regulator bans the sale of crypto ETNs to retail consumers
International | Industry
06 Oct 2020 by SRP News
FCA vetoes crypto-assets; LPA joins Swiss trade body; Contineo unveils new cloud-based set up; 21Shares makes Nordics foray, and more.
Libor: market not completely ready for switch
International | Industry
19 Feb 2020 by Vanessa Carey - FVC
The Libor (London Interbank Offered Rate) benchmark, the official interest rate in which leading banks borrows funds from other banks in the market, is expected to cease by the end of 2021.